LEVIN FUNDING GROUP LLC
Adviser information for LEVIN FUNDING GROUP LLC last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Arizona, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 148 | $164.5M |
| Non-Discretionary | 0 | $0 |
| Total | 148 | $164.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 35 | $9.1M |
| HNW Individuals | 35 | $148.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $7.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-125714 |
|---|---|
| SEC ERA File Number | 801-125714 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 170087 |
| Legal Entity Identifier | None |
Principal Office
2200 EAST RIVER ROADSUITE 104
TUCSON
AZ
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: 520-751-2000, Fax: 520-749-8387
Chief Compliance Officer
KIMBERLEE S. LEVIN
2200 EAST RIVER ROAD
SUITE 104
TUCSON
AZ
United States
Tel:
520-751-2000
K**@***************M
(Full email address available in API data)
Regulatory Contact
JOHN LEVIN
MANAGING MEMBER
2200 EAST RIVER ROAD
SUITE 104
TUCSON
AZ
United States
Tel:
520-751-2000
Fax:
520-749-8387
J***@***************M
(Full email address available in API data)
Industry Affiliates
| LEVIN RISK MANAGEMENT | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LEVIN, JOHN, DAVID | Individual | – | MANAGING MEMBER | 12/2013 | < 5% |
| JOHN AND KIMBERLY LEVIN EXEMPT TRUST C/U/A/D 12/14/2017 | Domestic Entity | – | OWNER | 12/2013 | > 75% |
| LEVIN, KIMBERLEE, SEON | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2021 | < 5% |
| LEVIN, KIMBERLY, ANNETTE | Individual | JOHN AND KIMBERLY LEVIN EXEMPT TRUST C/U/A/D 12/14/2017 | TRUSTEE | 04/2004 | 25-50% |
| LEVIN, JOHN, DAVID | Individual | JOHN AND KIMBERLY LEVIN EXEMPT TRUST C/U/A/D 12/14/2017 | TRUSTEE | 12/2013 | > 75% |