ACADEMY ASSET MANAGEMENT
ACADEMY ASSET MANAGEMENT, LLC Legal Name
Adviser information for ACADEMY ASSET MANAGEMENT last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Nevada, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 7 | $163.5M |
| Non-Discretionary | 0 | $0 |
| Total | 7 | $163.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $1.4M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 6 | $162.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-125719 |
|---|---|
| SEC ERA File Number | 801-125719 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 319774 |
| Legal Entity Identifier | None |
Principal Office
622 THIRD AVENUE12TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 7:00 A.M. - 7:00 P.M.
Tel: 646-341-6869, Fax: 858-947-3277
Chief Compliance Officer
MICHAEL BOYD
622 THIRD AVENUE
12TH FLOOR
NEW YORK
NY
United States
Tel:
646-736-3995
M****@***************M
(Full email address available in API data)
Regulatory Contact
ANTHONY GRAHAM
COO
622 #RD AVENUE
12TH FLOOR
NEW YORK
NY
United States
Tel:
858.876.9398
A******@***************M
(Full email address available in API data)
Industry Affiliates
| ACADEMY SECURITIES, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MIMS, RONALD, CHANCE | Individual | – | CHIEF EXECUTIVE OFFICER; DIRECT OWNER | 12/2021 | 50-75% |
| GRAHAM, ANTHONY, R | Individual | – | PRESIDENT, CHIEF FINANCIAL OFFICER; DIRECT OWNER | 12/2021 | 10-25% |
| BOYD, MICHAEL, BARTOW | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2021 | < 5% |
| MCCONKEY, PHIL, JOSEPH | Individual | – | DIRECT OWNER | 05/2023 | 10-25% |
| WILCOX, SPENCER, HAMILTON | Individual | – | DIRECT OWNER | 05/2023 | 10-25% |