FIVENCA ASSET MANAGEMENT
FIVENCA ASSET MANAGEMENT LLC Legal Name
Adviser information for FIVENCA ASSET MANAGEMENT last updated from Form ADV on September 28th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 61 | $28.8M |
| Non-Discretionary | 7 | $2.3M |
| Total | 68 | $31.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 12 | $909,659 |
| HNW Individuals | 54 | $29.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $311,608 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 68 |
| No. of Non-U.S. Clients | 99 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Publication of periodicals or newsletters |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
AV FRANCISCO DE MIRANDA, CENTRO LIDOTORRE C PISO 5 #51-C EL ROSAL
CARACAS
Venezuela
Monday - Friday, 9:00AM TO 5:00PM
Tel: 58 2133075826, Fax: None
Chief Compliance Officer
CARLOS E MAHECHA
CCO
AV FRANCISCO DE MIRANDA, CENTRO LIDO
TORRE C PISO 5 #51-C EL ROSAL
CARACAS
Venezuela
Tel:
212-307-5826
C*********@*********S
(Full email address available in API data)
Regulatory Contact
ESDRAS VERA
REGULATORY CONSULTANT
1395 BRICKELL AVE
8TH FLOOR
MIAMI
FL
United States
Tel:
609-216-4622
E****@********************M
(Full email address available in API data)
Industry Affiliates
| FACEBANK | Banking or thrift institution |
| FIVENCA | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| AIKINS, GIL, O | Individual | – | INTERIM CCO | 09/2023 | < 5% |
| TINEO NOTTARO, JOSE, GREGORIO | Individual | – | OWNER | 01/2019 | > 75% |
| Molina Rios, Ramiro, Oscar | Individual | – | OWNER | 07/2020 | 10-25% |
| Goncalves De Gois, Adriana, Joselin | Individual | – | JUNIOR PARTNER | 03/2022 | 5-10% |