EMC CAPITAL MANAGEMENT, LLC
Adviser information for EMC CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 10 | $148.4M |
| Non-Discretionary | 0 | $0 |
| Total | 10 | $148.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 8 | $71.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $77.4M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-125724 |
|---|---|
| SEC ERA File Number | 801-125724 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 167761 |
| Legal Entity Identifier | None |
Principal Office
6363 WOODWAY DRIVESUITE 763
HOUSTON
TX
United States
BY APPOINTMENT, BY APPOINTMENT
Tel: 832-231-0130, Fax: 713-225-8694
Websites
Chief Compliance Officer
RASOOL SHAIK
6363 WOODWAY DRIVE
SUITE 763
HOUSTON
TX
United States
Tel:
832-231-0130
Fax:
713-225-8694
R*****@*********M
(Full email address available in API data)
Industry Affiliates
| EMC ASSET MANAGEMENT PARTNERS LLC | Sponsor, GP, manager of pooled investment vehicles |
| EMC ASSET MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
| EMC COREPLUS FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| EMC LONG SHORT EQUITY FUND GP LP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| EMC ALPHA FUND, LP | Hedge Fund | $54.5M | $1.0M | 10 |
| EMC COREPLUS FUND LP | Hedge Fund | $10.9M | $1.0M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JAIN, MANISH, NMN | Individual | – | FOUNDER | 04/2013 | 10-25% |
| SHAIK, RASOOL, NMN | Individual | – | FOUNDER & MANAGING PRINCIPAL & CHIEF COMPLIANCE OFFICER | 04/2013 | 50-75% |
| JAIN, SWATANTRA, NMN | Individual | – | FOUNDER | 04/2013 | 10-25% |
| JAIN, AJAY, NMN | Individual | – | FOUNDER | 04/2013 | 10-25% |