TROY ASSET MANAGEMENT LTD
Adviser information for TROY ASSET MANAGEMENT LTD last updated from Form ADV on March 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | APRIL |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 45 |
|---|---|
| Investment Advisory/Research | 13 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 24 | $18.2B |
| Non-Discretionary | 0 | $0 |
| Total | 24 | $18.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 17 | $17.4B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $155.6M |
| State or municipal gov entities | <5 | $212.6M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | <5 | $416.3M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
33 DAVIES STREETLONDON
United Kingdom
Monday - Friday, 8:30-17:30
Tel: 44 (0)20 7499 4030, Fax: 44 (0) 20 7491 2445
Chief Compliance Officer
RAJESH SONI
HEAD OF COMPLIANCE
33 DAVIES STREET
LONDON
United Kingdom
Tel:
44(0) 20 7014 3253
Fax:
44 (0) 20 7491 2445
R*@*********K
(Full email address available in API data)
Regulatory Contact
MELISSA NEWMAN
COMPLIANCE ANALYST
33 DAVIES STREET
LONDON
United Kingdom
Tel:
44(0) 20 4539 2389
Fax:
44(0) 20 7491 2445
M*@*********K
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LYON, SEBASTIAN, JEREMY | Individual | – | FOUNDER, CHIEF INVESTMENT OFFICER, CHIEF EXECUTIVE OFFICER AND SHAREHOLDER - ORDINARY SHARES | 09/2003 | 10-25% |
| BROOKE, FRANCIS, GEORGE WINDHAM | Individual | – | EXECUTIVE DIRECTOR, VICE CHARIMAN AND SHAREHOLDER - ORDINARY SHARES | 12/2004 | 10-25% |
| DAVIES, CHARLES, WILLIAM | Individual | – | FINANCE DIRECTOR AND CHIEF EXECUTIVE OFFICER | 05/2017 | < 5% |
| BOYLE, GABRIELLE, MARY | Individual | – | EXECUTIVE DIRECTOR | 03/2020 | < 5% |
| VON WESTENHOLZ, FREDERICK, PATRICK PIERS | Individual | – | EXECUTIVE DIRECTOR | 05/2017 | < 5% |
| PETHICK, JAN, STEPHEN | Individual | – | NON-EXECUTIVE DIRECTOR AND CHAIRMAN | 02/2009 | < 5% |
| FINDLAY, JAMES, ANTHONY | Individual | – | NON-EXECUTIVE DIRECTOR | 02/2011 | < 5% |
| HOGG, CRESSIDA, MARY | Individual | – | NON-EXECUTIVE DIRECTOR | 11/2018 | < 5% |
| ROBERTSON, SIMON, MANWARING | Individual | – | NON-EXECUTIVE DIRECTOR | 05/2012 | < 5% |
| HUGHES, NICHOLAS, CHARLES | Individual | – | CHIEF OPERATING OFFICER | 05/2021 | < 5% |
| HANKEY, GEORGE, JAMES BARNARD | Individual | – | GENERAL COUNSEL | 05/2018 | < 5% |
| SONI, RAJESH, NMN | Individual | – | CHIEF COMPLIANCE OFFICER AND HEAD OF COMPLIANCE | 05/2023 | < 5% |
| OCORIAN LIMITED | Foreign Entity | – | TRUSTEE OF TROY ASSET MANAGEMENT EMPLOYEE BENEFIT TRUST AND NOMINEE | 12/2023 | 50-75% |
| Chenevix-Trench, Jonathan, Charles Stewart | Individual | – | NON-EXECUTIVE DIRECTOR | 01/2024 | < 5% |
| LPC OAK, LLC | Domestic Entity | – | SHAREHOLDER | 03/2024 | 25-50% |
| BRENNAN, SETH, WILLIAM | Individual | – | NON-EXECUTIVE DIRECTOR | 03/2024 | < 5% |
| LINCOLN PEAK CAPITAL, LLC | Domestic Entity | LPC OAK, LLC | MEMBER | 12/2023 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed September 10th, 2024 for period ending March 31st, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ACCENTURE PLC-CL A | SHS CLASS A | 36M | 104K | – |
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| AUTOMATIC DATA PROCESSING | COM | 78M | 314K | – |
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| CISCO SYSTEMS INC | COM | 49M | 974K | – |
| CME GROUP INC | COM | 139M | 644K | – |
| FASTENAL CO | COM | 38M | 496K | – |
| FISERV INC | COM | 43M | 266K | – |
| HERSHEY CO/THE | COM | 25M | 126K | – |
| INTUIT INC | COM | 27M | 41K | – |
| JOHNSON & JOHNSON | COM | 37M | 231K | – |
| KENVUE INC | COM | 38M | 2M | – |
| MASTERCARD INC - A | CL A | 59M | 123K | – |
| MCDONALD'S CORP | COM | 47M | 167K | – |
| MEDTRONIC INC | SHS | 111M | 1M | – |
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| MICROSOFT CORP | COM | 397M | 944K | – |
| MOODY'S CORP MCO US | COM | 74M | 187K | – |
| PAYCHEX INC | COM | 145M | 1M | – |
| PAYPAL HOLDINGS INC | COM | 24M | 362K | – |
| PEPSICO INC | COM | 84M | 480K | – |
| PHILIP MORRIS INT | COM | 59M | 645K | – |
| PROCTER & GAMBLE | COM | 248M | 2M | – |
| S&P GLOBAL INC | COM | 17M | 40K | – |
| TAKE-TWO INTERACTIVE SOFTWRE | COM | 15M | 98K | – |
| TEXAS INSTRUMENTS INC | COM | 39M | 226K | – |
| VISA INC-CLASS A SHARES | COM CL A | 443M | 2M | – |