BAY STREET CAPITAL HOLDINGS
BAY STREET CAPITAL HOLDINGS LLC Legal Name
Adviser information for BAY STREET CAPITAL HOLDINGS last updated from Form ADV on November 3rd, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 500 | $75.9M |
| Non-Discretionary | 0 | $0 |
| Total | 500 | $75.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 494 | $15.4M |
| HNW Individuals | 5 | $5.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $5.5M |
| Pension and profit sharing plans | <5 | $661,000 |
| Charitable organizations | <5 | $49.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 5 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesPerformance-based feesPOOLED INVESTMENT VEHICLE |
Identifiers
| SEC RIA File Number | 801-125742 |
|---|---|
| SEC ERA File Number | 801-125742 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 299361 |
| Legal Entity Identifier | None |
Principal Office
45349 TOM BLALOCK ST.#102
FREMONT
CA
United States
Monday - Friday, 8AM-6PM
Tel: 650-464-8275, Fax: None
Chief Compliance Officer
WILLIAM L. HUSTON, JR.
CIO
45349 TOM BLALOCK ST.
#102
FREMONT
CA
United States
Tel:
650-464-8275
Fax:
650-410-3154
W******@***************************M
(Full email address available in API data)
Industry Affiliates
| ALT PATH FUND I GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ALT PATH FUND I | Real Estate Fund | $9.9M | $0.1M | 6 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HUSTON, WILLIAM, LLOYD | Individual | – | CIO, CCO | 08/2018 | > 75% |