COGENTBLUE
COGENTBLUE WEALTH ADVISORS, LLC Legal Name
Adviser information for COGENTBLUE last updated from Form ADV on February 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | Tennessee, United States |
Employees
Total Number of Employees | 4 |
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Investment Advisory/Research | 4 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 4 |
Licensed Agents of an Insurance Company | 2 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 394 | $625.8M |
Non-Discretionary | 0 | $0 |
Total | 394 | $625.8M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 60 | $22.4M |
HNW Individuals | 52 | $489.6M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | <5 | $113.8M |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
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No. of Non-RAUM Clients | 1 |
No. of Non-U.S. Clients | 1 |
No. of Financial Planning Clients | 101-250 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
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Compensation | % of AUMHourly chargesFixed fees |
Identifiers
SEC RIA File Number | 801-125745 |
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SEC ERA File Number | 801-125745 |
SEC CIK Numbers | None |
SEC CRD Numbers | 312899 |
Legal Entity Identifier | None |
Principal Office
4533 PAPERMILL DRIVESUITE 105
KNOXVILLE
TN
United States
BY APPOINTMENT ONLY, BY APPOINTMENT ONLY
Tel: 865-309-5892, Fax: None
Chief Compliance Officer
WESLEY BROWN
PRESIDENT
4533 PAPERMILL DRIVE
SUITE 105
KNOXVILLE
TN
United States
Tel:
865-309-5892
H****@*******************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
BROWN, WESLEY, SPAULDING | Individual | – | PRESIDENT, CCO | 02/2021 | > 75% |