STONEBRIDGE WEALTH MANAGEMENT, LLC
Adviser information for STONEBRIDGE WEALTH MANAGEMENT, LLC last updated from Form ADV on January 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 121 | $117.6M |
| Non-Discretionary | 0 | $0 |
| Total | 121 | $117.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 11 | $9.3M |
| HNW Individuals | 29 | $108.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-125746 |
|---|---|
| SEC ERA File Number | 801-125746 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 146775 |
| Legal Entity Identifier | None |
Principal Office
6160 WARREN PARKWAYSUITE 100
FRISCO
TX
United States
Monday - Friday, 9AM TO 5PM
Tel: 972-418-2946, Fax: 214-618-4593
Websites
Chief Compliance Officer
KELLEY J. DOUGLAS
MANAGING MEMBER & CCO
6160 WARREN PARKWAY
SUITE 100
FRISCO
TX
United States
Tel:
972-418-2946
Fax:
214-618-4593
K*****@********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DOUGLAS, KELLEY, JEFFERSON | Individual | – | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | 03/2008 | > 75% |