Hedge Fund Database

O'CONNOR FINANCIAL GROUP LLC

Adviser information for O'CONNOR FINANCIAL GROUP LLC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Illinois, United States

Employees

Total Number of Employees 5
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 2
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 834 $200.8M
Non-Discretionary 13 $1.6M
Total 847 $202.3M

Clients

Type Number RAUM
Individuals 340 $63.0M
HNW Individuals 72 $138.5M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $870,255
Other 0 $0
Type Number
No. of Non-RAUM Clients 115
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Educational seminars/workshops
Compensation % of AUMFixed fees
Other Business Activities Insurance broker or agent

Identifiers

SEC RIA File Number 801-125759
SEC ERA File Number 801-125759
SEC CIK Numbers 1973783
SEC CRD Numbers 168636
Legal Entity Identifier None

Principal Office

511 MAINE STREET
QUINCY
IL
United States
Monday - Friday, 8:30-5:00
Tel: 217-223-0113, Fax: 217-223-0539

Websites

www.facebook.com/oconnorwealthmanagement www.linkedin.com/company/19113787/ www.timothyjoconnor.com twitter.com/oconnorwealth www.youtube.com/channel/ucaja-u3upnskdfvaazv6ypw oconnorfinancial.group

Chief Compliance Officer

JACK O'CONNOR
CCO
511 MAINE STREET
QUINCY
IL
United States
Tel: 217-223-0113
Fax: 217-223-0539
(Full email address available in API data)

Regulatory Contact

KATHERYN COTTRELL
ASSISTANT COMPLIANCE OFFICER
511 MAINE STREET
QUINCY
IL
United States
Tel: 217-223-0113
Fax: 217-223-0539
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
OCONNOR, TIMOTHY, JOSEPH Individual – MANAGING MEMBER 08/2013 < 5%
TIMOTHY J. O'CONNOR REVOCABLE TRUST Domestic Entity – MEMBER 03/2007 > 75%
OCONNOR, TIMOTHY, JOSEPH Individual TIMOTHY J. O'CONNOR REVOCABLE TRUST TRUSTEE 09/1993 > 75%
O'CONNOR, JACKSON, TIMOTHY Individual – CCO 12/2022 < 5%

No. Employees, Historic

105020222023202420254 on 4/28/20224 on 8/4/20225 on 3/2/20235 on 3/7/20235 on 3/28/20235 on 3/28/20235 on 3/22/2024

RAUM, Historic

300M150M02022202320242025107511777 on 4/28/2022107511777 on 8/4/2022158144135 on 3/2/2023158144135 on 3/7/2023158144135 on 3/28/2023158144135 on 3/28/2023202347216 on 3/22/2024

No. Clients, Historic

50025002022202320242025163 on 4/28/2022163 on 8/4/2022252 on 3/2/2023252 on 3/7/2023252 on 3/28/2023252 on 3/28/2023412 on 3/22/2024

Holdings

From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
PIMCO ENHANCED LOW DURATION ACTIVE ETF ETF 18M 185K –
FIRST TRUST TCW OPPORTUNISTIC FIXED INCOME ETF ETF 17M 390K –
VANGUARD S&P 500 ETF ETF 15M 30K –
TIMOTHY PLAN INTERNATIONAL ETF ETF 9M 356K –
VANGUARD SMALL-CAP ETF ETF 9M 42K –
SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF ETF 9M 250K –
TIMOTHY PLAN US LARGE/MID CAP CORE ETF ETF 8M 202K –
INVESCO QQQ TRUST SERIES I ETF 8M 16K –
VANGUARD MID-CAP ETF ETF 7M 31K –
ISHARES CORE S&P 500 ETF ETF 7M 13K –
SCHWAB US DIVIDEND EQUITY ETF ETF 6M 73K –
SPDR BLACKSTONE SENIOR LOAN ETF ETF 6M 133K –
TIMOTHY PLAN US SMALL CAP CORE ETF ETF 5M 144K –
DIMENSIONAL EMERGING MARKETS ETF ETF 5M 191K –
ISHARES S&P 500 VALUE ETF ETF 5M 27K –
WISDOMTREE EMERGING MARKETS SMALLCAP DIVIDEND FUND ETF 5M 95K –
FIRST TRUST TCW UNCONSTRAINED PLUS BOND ETF ETF 5M 192K –
TIMOTHY PLAN HIGH DIVIDEND STOCK ETF ETF 4M 108K –
JPMORGAN ULTRA-SHORT INCOME ETF ETF 4M 75K –
VANGUARD SMALL CAP VALUE ETF ETF 3M 18K –
FIRST TRUST NASDAQ CYBERSECURITY ETF ETF 2M 32K –
VANGUARD VALUE ETF ETF 1M 9K –
VANGUARD TOTAL STOCK MARKET ETF ETF 1M 5K –
INNOVATOR U.S. EQUITY POWER BUFFER ETF - JANUARY ETF 1M 32K –
INNOVATOR U.S. EQUITY ULTRA BUFFER ETF - JUNE ETF 1M 32K –
MICROSOFT CORP COM Stock 994K 2K –
NVIDIA CORPORATION COM Stock 824K 7K –
ISHARES MSCI EAFE VALUE ETF ETF 778K 15K –
ISHARES MSCI EAFE ETF ETF 767K 10K –
APPLE INC COM Stock 732K 3K –
FIRST TRUST LOW DURATION OPPORTUNITIES ETF ETF 536K 11K –
INNOVATOR DEFINED WEALTH SHIELD ETF ETF 515K 17K –
AMAZON COM INC COM Stock 479K 2K –
ISHARES S&P 500 GROWTH ETF ETF 452K 5K –
ISHARES RUSSELL 2000 GROWTH ETF ETF 373K 1K –
EXXON MOBIL CORP COM Stock 368K 3K –
META PLATFORMS INC CL A Stock 326K 646 –
ISHARES MICRO-CAP ETF ETF 319K 3K –
INNOVATOR EQUITY DEFINED PROTECTION ETF - 2 YR TO APRIL 2026 ETF 308K 12K –
VANGUARD FTSE DEVELOPED MARKETS ETF ETF 291K 6K –
ALPHABET INC CAP STK CL A Stock 284K 2K –
ALPHABET INC CAP STK CL C Stock 263K 1K –
ISHARES MSCI ACWI EX U.S. ETF ETF 256K 5K –
INNOVATOR U.S. EQUITY POWER BUFFER ETF - FEBRUARY ETF 244K 7K –
INNOVATOR U.S. EQUITY ULTRA BUFFER ETF - MAY ETF 233K 7K –
ELI LILLY & CO COM Stock 233K 257 –
ISHARES RUSSELL 2500 ETF ETF 220K 4K –
JPMORGAN CHASE & CO. COM Stock 213K 1K –
INVESCO NASDAQ 100 ETF ETF 211K 1K –
RTX CORPORATION COM Stock 210K 2K –
BROADCOM INC COM Stock 201K 125 –
BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 201K 493 –