AJ ADVISORS
AJ ADVISORS, LLC Legal Name
Adviser information for AJ ADVISORS last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Tennessee, United States |
Employees
Total Number of Employees | 4 |
---|---|
Investment Advisory/Research | 2 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 2 |
Licensed Agents of an Insurance Company | 2 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 1,261 | $247.0M |
Non-Discretionary | 0 | $0 |
Total | 1,261 | $247.0M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 301 | $57.6M |
HNW Individuals | 88 | $187.5M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | <5 | $1.9M |
Charitable organizations | <5 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 15 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 251-500 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
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Compensation | % of AUMHourly chargesFixed fees |
Principal Office
2726 LARMON DRIVENASHVILLE
TN
United States
Monday - Friday, 8:00 - 5:00
Tel: 615-709-8709, Fax: None
Chief Compliance Officer
G. ANDREW QUINN
MEMBER
2726 LARMON DRIVE
NASHVILLE
TN
United States
Tel:
615-709-8709
A*****@***********M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
QUINN, GEORGE, ANDREW | Individual | – | MEMBER, CHIEF COMPLIANCE OFFICER | 04/2022 | 50-75% |
STAUFFER, JOHN, PROVINCE | Individual | – | MEMBER | 04/2022 | 50-75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 30th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
ADOBE INC | COM | 263K | 474 | – |
ALPHABET INC | CAP STK CL A | 630K | 3K | – |
AMAZON COM INC | COM | 628K | 3K | – |
APPLE INC | COM | 943K | 4K | – |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 356K | 876 | – |
BLACKROCK INC | COM | 293K | 372 | – |
FIRST TR EXCH TRADED FD III | MUNI HI INCM ETF | 3M | 63K | – |
FIRST TR EXCHANGE-TRADED FD | RISNG DIVD ACHIV | 8M | 150K | – |
HCA HEALTHCARE INC | COM | 333K | 1K | – |
HOME DEPOT INC | COM | 493K | 1K | – |
INTERNATIONAL BUSINESS MACHS | COM | 310K | 2K | – |
INVESCO QQQ TR | UNIT SER 1 | 21M | 43K | – |
ISHARES TR | 0-5 YR TIPS ETF | 12M | 120K | – |
ISHARES TR | CORE US AGGBD ET | 9M | 88K | – |
ISHARES TR | INTL DIV GRWTH | 20M | 303K | – |
ISHARES TR | ISHARES SEMICDTR | 5M | 20K | – |
JPMORGAN CHASE & CO. | COM | 1M | 7K | – |
MASTERCARD INCORPORATED | CL A | 218K | 494 | – |
MICROSOFT CORP | COM | 1M | 3K | – |
NVIDIA CORPORATION | COM | 391K | 3K | – |
PGIM ETF TR | FLOATING RT INC | 307K | 6K | – |
PGIM ETF TR | TOTAL RETURN BON | 6M | 141K | – |
PRINCIPAL EXCHANGE TRADED FD | ACTIVE HIGH YL | 2M | 99K | – |
PROCTER AND GAMBLE CO | COM | 521K | 3K | – |
SPDR S&P 500 ETF TR | TR UNIT | 742K | 1K | – |
SPDR SER TR | PORTFOLIO S&P500 | 493K | 8K | – |
SPDR SER TR | PORTFOLIO SHORT | 456K | 15K | – |
UNITEDHEALTH GROUP INC | COM | 304K | 596 | – |
VANGUARD INDEX FDS | MID CAP ETF | 15M | 60K | – |
VANGUARD INDEX FDS | S&P 500 ETF SHS | 46M | 93K | – |
VANGUARD INDEX FDS | SMALL CP ETF | 13M | 60K | – |
VANGUARD INDEX FDS | VALUE ETF | 11M | 66K | – |
VISA INC | COM CL A | 399K | 2K | – |