HD MONEY, INC.
Adviser information for HD MONEY, INC. last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 6 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 817 | $225.9M |
| Non-Discretionary | 0 | $0 |
| Total | 817 | $225.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 370 | $225.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMFixed feesCommissions |
Identifiers
| SEC RIA File Number | 801-125764 |
|---|---|
| SEC ERA File Number | 801-125764 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 167623 |
| Legal Entity Identifier | None |
Principal Office
3322 BEE RIDGE ROADSUITE 200
SARASOTA
FL
United States
Monday - Friday, 9-5
Tel: 941-925-2121, Fax: (941) 925-2228
Websites
Chief Compliance Officer
GERY SADZEWICZ
CCO
5205 BROOKSHIRE ESTATES DRIVE
5205
PLAINFIELD
IL
United States
Tel:
815-782-1250
G***@*************************M
(Full email address available in API data)
Regulatory Contact
PHILLIP DICKSON
MANAGING MEMBER
3322 BEE RIDGE ROAD
SUITE 200
SARASOTA
FL
United States
Tel:
(941) 321-6788
P*******@*******Y
(Full email address available in API data)
Industry Affiliates
| MONORAIL SECURITIES LLC | Other investment adviser, including financial planners |
| VIMVEST ADVISORS LLC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DICKSON, STUART, KENNETH | Individual | – | MANAGING MEMBER | 04/2015 | 50-75% |
| DICKSON, PHILLIP, BRUCE | Individual | – | MANAGING MEMBER | 01/2016 | 50-75% |
| SADZEWICZ, GERY, JOSEPH | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2021 | < 5% |