ASTRA WEALTH PARTNERS
ASTRA WEALTH PARTNERS LLC Legal Name
Adviser information for ASTRA WEALTH PARTNERS last updated from Form ADV on January 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Jersey, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 412 | $152.6M |
| Non-Discretionary | 3 | $9.5M |
| Total | 415 | $162.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 80 | $33.5M |
| HNW Individuals | 37 | $100.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $425,127 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $23,185 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $28.1M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $28,809 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 3 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-125765 |
|---|---|
| SEC ERA File Number | 801-125765 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 321136 |
| Legal Entity Identifier | None |
Principal Office
101 HUDSON STREETSUITE 2100
JERSEY CITY
NJ
United States
BY APPOINTMENT, BY APPOINTMENT
Tel: 800-805-8740, Fax: None
Chief Compliance Officer
MICHAEL SCHUPAK
MANAGING MEMBER
101 HUDSON STREET
SUITE 2100
JERSEY CITY
NJ
United States
Tel:
800-805-8740
M*******@**********M
(Full email address available in API data)
Regulatory Contact
KEVIN PEACOCK
MANAGING MEMBER
101 HUDSON STREET
SUITE 2100
JERSEY CITY
NJ
United States
Tel:
800-805-8740
K*******@**********M
(Full email address available in API data)
Industry Affiliates
| ASTRA ENHANCED US EQUITY FUND GP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ASTRA TAX PARTNERS LLC | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ASTRA ENHANCED US EQUITY FUND LP | Hedge Fund | $0.4M | $0.1M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Peacock, Kevin, Michael | Individual | – | MANAGING MEMBER | 04/2022 | 25-50% |
| SCHUPAK, MICHAEL, FRANK | Individual | – | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | 04/2022 | 25-50% |
| Godynick, Justin, Noel | Individual | – | MEMBER, INVESTMENT ADVISER REPRESENTATIVE | 04/2022 | 5-10% |