FRUGAL FINANCIAL RETIREMENT PLAN SERVICES, LLC

Adviser information for FRUGAL FINANCIAL RETIREMENT PLAN SERVICES, LLC last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 2
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 2
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 139 $129.4M
Non-Discretionary 1 $6.9M
Total 140 $136.3M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 140 $136.3M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Pension consulting services
Compensation % of AUM

Identifiers

SEC RIA File Number 801-125768
SEC ERA File Number 801-125768
SEC CIK Numbers None
SEC CRD Numbers 168390
Legal Entity Identifier None

Principal Office

1900 IOWA AVENUE NE
SAINT PETERSBURG
FL
United States
Monday - Friday, 8:00 - 5:00
Tel: 727-324-4004, Fax: None

Chief Compliance Officer

ERIC DROBLYEN
MANAGER
1900 IOWA AVENUE NE
SUITE 180
SAINT PETERSBURG
FL
United States
Tel: 727-324-4004
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
EMPLOYEE FIDUCIARY, LLC Domestic Entity MANAGING MEMBER 05/2013 > 75%
DROBLYEN, ERIC, CHRISTOPHER Individual MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER 05/2013 < 5%
DROBLYEN, ERIC, CHRISTOPHER Individual EMPLOYEE FIDUCIARY, LLC PARTNER 03/2016 > 75%

No. Employees, Historic

105020222023202420252 on 4/28/20222 on 6/6/20222 on 3/17/20232 on 3/20/2024

RAUM, Historic

200M100M02022202320242025107765089 on 4/28/2022107765089 on 6/6/2022102023406 on 3/17/2023136310232 on 3/20/2024

No. Clients, Historic

20010002022202320242025144 on 4/28/2022144 on 6/6/2022148 on 3/17/2023140 on 3/20/2024