ETHOS FINANCIAL GROUP, LLC
Adviser information for ETHOS FINANCIAL GROUP, LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 24 |
|---|---|
| Investment Advisory/Research | 20 |
| Registered Broker-Dealer Representatives | 5 |
| Registered State Investment Advisers | 20 |
| Licensed Agents of an Insurance Company | 12 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,481 | $750.9M |
| Non-Discretionary | 1 | $163.0M |
| Total | 2,482 | $913.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 955 | $211.9M |
| HNW Individuals | 147 | $434.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 6 | $15.9M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $22.0M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 45 | $229.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesPerformance-based fees |
| Other Business Activities | Registered representative of a broker-dealer |
Principal Office
2200 RENAISSANCE BLVDSUITE 340
KING OF PRUSSIA
PA
United States
Monday - Friday, 9-5
Tel: 484-889-7270, Fax: None
Websites
Chief Compliance Officer
DANIEL C. GUY
COO
2200 RENAISSANCE BOULEVARD
SUITE 340
KING OF PRUSSIA
PA
United States
Tel:
410-294-2737
D***@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JUDGE, JAMES, WILLIAM | Individual | – | EXECUTIVE OFFICER | 04/2022 | 25-50% |
| GUY, DANIEL, COOK | Individual | – | EXECUTIVE OFFICER / CCO | 04/2022 | 10-25% |
| DIG, LLC | Domestic Entity | – | OWNER | 09/2022 | 10-25% |
| FREEMASON, LLC | Domestic Entity | – | OWNER | 09/2022 | 5-10% |
| DOWLING, DUSTIN, SCOTT | Individual | DIG, LLC | OWNER | 07/2018 | > 75% |
| LANE, WILLIAM, LOWRY | Individual | FREEMASON, LLC | OWNER | 07/2018 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 12th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| Schwab US Broad Market ETF | ETF | 36K | 575K | – |
| Alpha Architect 1-3 Month Box ETF | ETF | 27K | 255K | – |
| Schwab US Large Cap ETF | ETF | 20K | 303K | – |
| Vanguard Total World Stock ETF | ETF | 19K | 171K | – |
| Schwab US Large Cap Growth ETF | ETF | 19K | 186K | – |
| Vaneck Morningstar Wide Moat ETF | ETF | 17K | 199K | – |
| Abrdn Physical Gold Shares ETF | ETF | 16K | 724K | – |
| iShares TIPS Bond ETF | ETF | 14K | 128K | – |
| Schwab US Large Cap Value ETF | ETF | 13K | 174K | – |
| SPDR S&P 500 ETF | ETF | 13K | 24K | – |
| iShares 0-5 Year TIPS Bond ETF | ETF | 12K | 124K | – |
| Invsc QQQ Trust SRS 1 ETF | ETF | 12K | 25K | – |
| Apple | COM | 11K | 52K | – |
| iShares Short Treasury Bond ETF | ETF | 10K | 89K | – |
| Wisdomtree Managed Futures Strat ETF | ETF | 10K | 272K | – |
| Schwab Fundamental Inl Large Com ETF | ETF | 10K | 271K | – |
| First Trust Nasdaq Technology Dividend Index Fund | ETF | 9K | 124K | – |
| Relative Sentiment Tactical Allocation | ETF | 9K | 317K | – |
| Energy Select Sector SPDR ETF | ETF | 9K | 97K | – |
| Schwab US Aggregate Bond ETF | ETF | 9K | 189K | – |
| Invesco Dynamic Large Cap Growth ETF | ETF | 9K | 91K | – |
| Xtrackers MSCI EAFE Hedged Equity Et | ETF | 9K | 207K | – |
| iShares 20 PLS Year Treasury BND ETF | ETF | 8K | 89K | – |
| iShares S&P 500 Growth ETF | ETF | 8K | 86K | – |
| iShares Russell Top 200 Growth ETF | ETF | 8K | 37K | – |
| Alpha Archtct Intr Quntv Val ETF | ETF | 7K | 298K | – |
| Alpha Archtct US Quntv Val ETF | ETF | 7K | 162K | – |
| WisdomTree US Quality Div Growth | ETF | 7K | 87K | – |
| iShares MSCI USA QLTY Fact ETF | ETF | 6K | 35K | – |
| iShares Core S&P 500 ETF | ETF | 6K | 11K | – |
| Microsoft | COM | 6K | 13K | – |
| Vanguard Short Inflation Prot ETF IV | ETF | 5K | 107K | – |
| ExxonMobil | COM | 5K | 44K | – |
| Vanguard Mega Cap Growth ETF | ETF | 5K | 15K | – |
| Invesco S&P 500 Equal Weight ETF | ETF | 4K | 27K | – |
| iShares Russell 1000 Growth ETF | ETF | 4K | 11K | – |
| iShares 0 To 3 MNTH Treasury BND ETF | ETF | 4K | 41K | – |
| Alpha Archtct US Quntv MTNM ETF | ETF | 4K | 67K | – |
| Vanguard FTSE Emerging Markets ETF | ETF | 4K | 86K | – |
| JPMorgan Chase | COM | 4K | 18K | – |
| Nvidia Corp | COM | 4K | 28K | – |
| Amazon.Com Inc | COM | 3K | 18K | – |
| Wisdomtree Floating Rate Treasry ETF | ETF | 3K | 62K | – |
| Alphacentric Incm Oppty FD I | MF | 3K | 410K | – |
| T. Rowe Price Ultra Shor T-Term Bond I | MF | 3K | 586K | – |
| Siren ETF TR Divcon Leaders Divid ETF | ETF | 3K | 45K | – |
| Schwab Emerging Markets Equity ETF | ETF | 3K | 107K | – |
| Wasatch-Hoisington US TR Easury | MF | 3K | 253K | – |
| Global X MLP ETF | ETF | 3K | 56K | – |
| iShares Core Growth Allocation ETF | ETF | 3K | 46K | – |
| SPDR Bloomberg Barclays 1-3 MNTH T Bill ETF New | ETF | 3K | 27K | – |
| Berkshire Hathaway Class B | COM | 2K | 6K | – |
| Schwab S&P 500 Index | MF | 2K | 25K | – |
| Invesco S&P 500 Top 50 ETF | ETF | 2K | 46K | – |
| Blackstone Secd Lending | COM | 2K | 63K | – |
| Freedom 100 Emerging Markets ETF | ETF | 2K | 56K | – |
| SPDR Gold Shares ETF | ETF | 2K | 9K | – |
| Vanguard Short Term Treasury ETF IV | ETF | 2K | 30K | – |
| Strive U S Energy ETF | ETF | 2K | 52K | – |
| Vanguard Dividend Appreciation ETF | ETF | 2K | 8K | – |
| Pacer US Small Cap Cash Cows 100 ETF | ETF | 2K | 34K | – |
| Visa Inc Class A | COM | 1K | 5K | – |
| Alphabet Inc. Class C | COM | 1K | 8K | – |
| Alphabet Inc. Class A | COM | 1K | 8K | – |
| iShares Russell 2000 ETF | ETF | 1K | 6K | – |
| Kraneshares Global Carbon STG ETF | ETF | 1K | 42K | – |
| Costco Wholesale Co | COM | 1K | 2K | – |
| UnitedHealth Group | COM | 1K | 2K | – |
| Lilly Eli & Co | COM | 1K | 1K | – |
| Mastercard Inc Class A | COM | 1K | 3K | – |
| Home Depot | COM | 1K | 3K | – |
| Vanguard Russell 1000 ETF IV | ETF | 1K | 5K | – |
| Texas Pacific Land Corp | COM | 1K | 2K | – |
| Meta Platforms Inc Class A | COM | 1K | 2K | – |
| SPDR Mid Cap ETF | ETF | 1K | 20K | – |
| GLBLX Uranium | ETF | 1K | 35K | – |
| Ab Global Core Equity Ad Visor | MF | 997 | 59K | – |
| Chevron Corp. | COM | 980 | 6K | – |
| Johnson & Johnson | COM | 957 | 6K | – |
| SPDR S&P 500 Growth ETF | ETF | 956 | 12K | – |
| Lord Abbett Short Durati On Income I | MF | 923 | 240K | – |
| Bank Of America 4 PFD PFD Ser 4 | COM | 922 | 40K | – |
| Harleysville Finl Co0050 | COM | 910 | 43K | – |
| Dimensional Short Duration Fixed Income ETF | ETF | 908 | 19K | – |
| Schwab US TIPS ETF | ETF | 864 | 17K | – |
| Applied Materials | COM | 848 | 3K | – |
| Schwab US Dividend Equity ETF | ETF | 845 | 11K | – |
| McDonald's | COM | 841 | 3K | – |
| iShares Core S&P Small-Cap ETF | ETF | 826 | 8K | – |
| Qualcomm Inc | COM | 819 | 4K | – |
| iShares Core US Aggregate Bond ETF | ETF | 802 | 8K | – |
| First Trust TCW Opportunistic Fi ETF | ETF | 796 | 11K | – |
| Merck & Co. Inc. | COM | 796 | 6K | – |
| Vanguard Itm-Term Treasury ETF | ETF | 793 | 14K | – |
| Wal-Mart | COM | 780 | 12K | – |
| American Funds Growth Fund of America A | MF | 770 | 10K | – |
| Fid NDQ Comp Ec ETF DV | ETF | 746 | 11K | – |
| Quanta Services Inc | COM | 737 | 3K | – |
| Kroger Co | COM | 729 | 15K | – |
| Guggenheim Macro Oppty Inst | MF | 722 | 30K | – |
| Nextera Energy Inc | COM | 710 | 10K | – |
| JPMorgan Ultra Short Income ETF | ETF | 709 | 14K | – |
| iShares 3-7 Year Trery Bond ETF | ETF | 708 | 6K | – |
| Private Shares FD A | 0 | 700 | 18K | – |
| Vanguard 500 Index Admir Al | MF | 698 | 1K | – |
| The Goldman Sach 4 PFD PFD Ser D | COM | 698 | 30K | – |
| Goldman Sachs Group | COM | 690 | 2K | – |
| iShares Preferred Income Sec ETF | ETF | 669 | 21K | – |
| Honeywell Intl Inc | COM | 659 | 3K | – |
| Broadcom Inc | COM | 626 | 390 | – |
| iShares Core MSCI EAFE ETF | ETF | 619 | 9K | – |
| Morgan Stanley 4 PFD PFD Ser A | COM | 617 | 27K | – |
| Intuit Inc | COM | 616 | 937 | – |
| iShares Broad Usd HG YLD CRP BND ETF | ETF | 604 | 17K | – |
| American FD Balanced FD CL A | MF | 603 | 17K | – |
| Neuberger Berman Strat Incm Inst | MF | 602 | 62K | – |
| Business First Bancshare | COM | 601 | 28K | – |
| Kla Corp | COM | 598 | 725 | – |
| Auto Data Processing | COM | 582 | 2K | – |
| Adobe Inc | COM | 576 | 987 | – |
| Vanguard S&P 500 ETF | ETF | 567 | 1K | – |
| Tractor Supply Comp | COM | 564 | 2K | – |
| iShares Core S&P Mid Cap ETF | ETF | 561 | 10K | – |
| Analog Devices Inc | COM | 541 | 2K | – |
| ProShares Short QQQ ETF | ETF | 534 | 13K | – |
| iMGP DBi Managed Futures Strategy | ETF | 529 | 18K | – |
| Pinterest Inc Class A | COM | 514 | 12K | – |
| Microchip Technology | COM | 513 | 6K | – |
| Abbvie Inc | COM | 513 | 3K | – |
| Becton Dickinson&co | COM | 511 | 2K | – |
| Cisco Systems | COM | 508 | 10K | – |
| Lockheed Martin Corp | COM | 507 | 1K | – |
| Nexstar Media Group Class A | COM | 507 | 3K | – |
| Cintas Corp | COM | 505 | 721 | – |
| Comcast Corp Class A | COM | 498 | 13K | – |
| iShares Bitcoin Trust | ETF | 497 | 15K | – |
| Royal Caribbean Cruises | COM | 495 | 3K | – |
| Oracle Corp | COM | 493 | 3K | – |
| Newmarket Corporatn | COM | 485 | 936 | – |
| Dimensional US Core Equity Market ETF | ETF | 482 | 13K | – |
| Mueller Inds Inc | COM | 479 | 8K | – |
| Best Buy Inc | COM | 473 | 6K | – |
| Pub SVC Enterpise GP | COM | 472 | 6K | – |
| Lowes Companies Inc | COM | 460 | 2K | – |
| Deere & Co | COM | 460 | 1K | – |
| iShares National Muni Bond ETF | ETF | 457 | 4K | – |
| American Funds Growth Fu ND Of Amer F3 | MF | 456 | 6K | – |
| Procter & Gamble | COM | 441 | 3K | – |
| Zacks Earnings Consistent Port ETF | ETF | 438 | 15K | – |
| Verizon | COM | 434 | 10K | – |
| Accenture PLC F Class A | COM | 430 | 1K | – |
| IBM | COM | 429 | 2K | – |
| Dominos Pizza Inc | COM | 426 | 825 | – |
| Mckesson Corp | COM | 423 | 723 | – |
| Intel | COM | 422 | 14K | – |
| Vanguard Russell 1000 Growth ETF | ETF | 421 | 4K | – |
| Illinois Tool Works | COM | 420 | 2K | – |
| Vanguard Growth ETF | ETF | 419 | 1K | – |
| iShares Russell Top 200 ETF | ETF | 419 | 3K | – |
| iShares Core Dividend Growth ETF | ETF | 417 | 7K | – |
| Truist Finl C 4.75 PFD PFD Ser R | COM | 416 | 21K | – |
| Schwab Short Term US Treasury ETF | ETF | 415 | 9K | – |
| Pepsico Inc | COM | 414 | 2K | – |
| Albemarle Corp | COM | 408 | 4K | – |
| BlackRock Inc | COM | 406 | 516 | – |
| T Rowe Price Blue Chip Growth FD Inv | MF | 402 | 2K | – |
| Glenmede Quant US Large Cap GR Eq Adv | MF | 401 | 12K | – |
| Glenmede Quant US Large Cap Core Equity | MF | 400 | 17K | – |
| First Trust Smid Cap Rising Divi ETF | ETF | 394 | 12K | – |
| Old Dominion Freight | COM | 387 | 2K | – |
| Keysight Tech Inc | COM | 381 | 3K | – |
| Parsons Corp | COM | 380 | 5K | – |
| SPDR Bloomberg Int GRD FLT RT ETF | ETF | 378 | 12K | – |
| Raytheon Technologies Co | COM | 377 | 4K | – |
| Glenmede Core Fixed Income | MF | 374 | 40K | – |
| Target Corp | COM | 361 | 2K | – |
| Southern Copper Corp | COM | 356 | 3K | – |
| Phillips 66 | COM | 345 | 2K | – |
| Snap On Inc | COM | 340 | 1K | – |
| Citizens Finl GR 5 PFD PFD | COM | 340 | 17K | – |
| Putnam Ultra Short Durat Ion Income A | MF | 339 | 34K | – |
| Nuveen Pnsylvania QLTY M | COM | 339 | 28K | – |
| The Southern Co 4.95PFD Due 013080 | 0 | 338 | 15K | – |
| Delaware Investments Ult Rashort Instl | MF | 335 | 34K | – |
| Invesco Pennsylvania Mun Icipal A | MF | 330 | 32K | – |
| American Funds New Perspective A | MF | 329 | 5K | – |
| Athene Holdi 5.625 PFD PFD Ser B | COM | 328 | 15K | – |
| Tesla Motors | COM | 328 | 2K | – |
| BlackRock Muniyield Penn | COM | 320 | 25K | – |
| Hunt (JB) Transprt SVCS Inc | COM | 320 | 2K | – |
| Vanguard Health Care FD Admiral Share | MF | 319 | 3K | – |
| TJX Companies Inc | COM | 318 | 3K | – |
| Citigroup Inc | COM | 315 | 5K | – |
| Crowdstrike | COM | 313 | 816 | – |
| Bank of America | COM | 312 | 7K | – |
| A G C O Corp | COM | 312 | 3K | – |
| Northern Lights Fund Trust IV Main Sectr Rotn ETF | ETF | 306 | 6K | – |
| Ares Capital Corp | COM | 295 | 14K | – |
| iShares Short Term NTNL Mun BND ETF | ETF | 294 | 3K | – |
| Qwest Corp 6.5PFD Due 090156 | 0 | 293 | 29K | – |
| Ab Global Bond Advisor | MF | 293 | 43K | – |
| Abbott Laboratories | COM | 290 | 3K | – |
| Apollo Investment Co | COM | 290 | 19K | – |
| Alps Alerian MLP ETF New | ETF | 288 | 6K | – |
| Coca-Cola | COM | 287 | 4K | – |
| S&P Global Inc | COM | 286 | 624 | – |
| JPMorgan Equity Premium Income | ETF | 282 | 5K | – |
| Energy Transfer LP | COM | 281 | 17K | – |
| Select Sector Health Care SPDR ETF | ETF | 278 | 2K | – |
| iShares MSCI EAFE ETF | ETF | 278 | 2K | – |
| Asml Holding N V F Sponsored ADR | COM | 277 | 270 | – |
| Pfizer | COM | 275 | 10K | – |
| First Trust Rising Dividend Achievers | ETF | 273 | 5K | – |
| Carlyle Tactical Private Credit N | 0 | 272 | 32K | – |
| J P Morgan Exchange-Traded FD TR J P Morgan Nasdaq Equity Premium Income ETF | ETF | 272 | 5K | – |
| Agfiq U.S. Market Neutral Anti-Beta Fund | ETF | 269 | 14K | – |
| General Dynamics Co | COM | 268 | 867 | – |
| Regeneron Pharms Inc | COM | 267 | 241 | – |
| Fortinet Inc | COM | 267 | 4K | – |
| Walt Disney | COM | 265 | 3K | – |
| Janus Henderson AAA CLO | ETF | 265 | 5K | – |
| Wisdomtree US Largecap Dividend ETF | ETF | 259 | 4K | – |
| Dimensional Core Fixed Income ETF | ETF | 255 | 6K | – |
| Metlife Inc 4.75 PFD PFD Ser F | COM | 254 | 13K | – |
| Freeport Mcmoran Inc | COM | 254 | 5K | – |
| Vanguard Growth Index FD Admiral Share | MF | 251 | 1K | – |
| Eaton Corp PLC F | COM | 250 | 797 | – |
| T Rowe Price Health Sciences Fund Inv | MF | 250 | 3K | – |
| Hartford Inflation Plus A | MF | 249 | 25K | – |
| Union Pacific Corp | COM | 247 | 1K | – |
| BlackRock High Yield Muni FD Inst CL | MF | 245 | 27K | – |
| Advanced Micro Devic | COM | 243 | 2K | – |
| Vanguard Total Stock MKT Idx Adm | MF | 243 | 2K | – |
| Caterpillar | COM | 242 | 727 | – |
| Alpha Archtct Intr Quntv MTNM ETF | ETF | 239 | 9K | – |
| T Rowe Price Summit Muni Interm Fund Inv | MF | 238 | 21K | – |
| Lam Research Corp | COM | 234 | 195 | – |
| Amgen Inc. | COM | 233 | 692 | – |
| Netflix Inc | COM | 233 | 345 | – |
| Paychex Inc | COM | 231 | 2K | – |
| Dimensional Intl Core Equity ETF | ETF | 230 | 8K | – |
| AT&T Inc. 5 PFD PFD Ser A | COM | 227 | 11K | – |
| Genuine Parts Co | COM | 223 | 2K | – |
| Vanguard Total Stock Market ETF | ETF | 223 | 829 | – |
| DWS High Income A | MF | 221 | 51K | – |
| Vanguard Total Bond Market ETF | ETF | 220 | 3K | – |
| Public Storag 3.95 PFD PFD Ser Q | COM | 219 | 13K | – |
| Snowflake Inc | COM | 218 | 2K | – |
| iShares Core MSCI Emerging ETF | ETF | 217 | 4K | – |
| American Funds Washingto N Mutual F3 | MF | 216 | 4K | – |
| Waste Management Inc | COM | 215 | 1K | – |
| Hartford Schroders Intl Multi-Cap Value | MF | 211 | 21K | – |
| Federal Realty I 5 PFD PFD Ser C | COM | 211 | 10K | – |
| Vanguard Developed MKTS Index Adm | MF | 207 | 13K | – |
| Invesco Exchange Traded Fund T Nasdaq 100 ETF | 0 | 206 | 1K | – |
| General American Investors Co | COM | 205 | 4K | – |
| Kimberly-Clark Corp | COM | 204 | 1K | – |
| Adams Diversified Equity | COM | 204 | 9K | – |
| Charles Schwab Corp | COM | 204 | 3K | – |
| Rational Special Situati Ons Income Instl | MF | 203 | 11K | – |
| AT&T | COM | 203 | 11K | – |
| Schwab Target 2025 | MF | 198 | 13K | – |
| Schwab Target 2035 | MF | 196 | 12K | – |
| GQG Partners Emerging | MF | 186 | 10K | – |
| Invesco Pa Value Muni Income Trust | COM | 184 | 17K | – |
| Abr 7525 Volatility Ins TL | MF | 183 | 18K | – |
| Urogen Pharma LTD F | COM | 176 | 11K | – |
| Eaton Vance Municipal In | COM | 173 | 17K | – |
| Nuveen Municipal Value C | COM | 173 | 20K | – |
| PS Business P 5.25 PFD PFD | COM | 157 | 12K | – |
| Ford Motor Co | COM | 143 | 11K | – |
| PIMCO Dynamic Income Opp | COM | 134 | 10K | – |
| Fibrobiologics Inc | COM | 127 | 25K | – |
| Franklin La Tax Free Inc M FD CL A1 | MF | 126 | 12K | – |
| Hussman Strategic Growth | MF | 125 | 22K | – |
| Ginkgo Bioworks HLDGS In Class A | COM | 104 | 312K | – |
| Fidelity Adv Floating Rate High Incm FD | MF | 96 | 10K | – |
| Lixte Biotech HLDG | COM | 59 | 25K | – |
| Franklin Incm FD CL A1 | MF | 51 | 22K | – |
| New York CMNTY Bancorp | COM | 39 | 12K | – |
| Milestone Scientific | COM | 12 | 18K | – |
| NW Biotherapeutics | COM | 10 | 24K | – |
| Tellurian Investments In | COM | 7 | 10K | – |
| Citius Pharmaceuticals I | COM | 6 | 10K | – |
| Lixte Biotech HLD 25 WTS Warrants Exp 010125 | N/A | 3 | 42K | – |
| Zion Oil & Gas Inc | COM | 2 | 43K | – |
| Labor Smart Inc | COM | 2 | 484K | – |
| Rubicon Technologies Inc Class A | COM | 1 | 13K | – |
| Ocean Thermal Energy | COM | 0 | 37K | – |
| Stratex Oil & Gas HL | COM | 0 | 118K | – |
| Sunhydrogen Inc | COM | 0 | 10K | – |
| Haydale Graphene Ordf | COM | 0 | 10K | – |
| Bioelectronics Corp | COM | 0 | 20K | – |
| North American Cannabis | COM | 0 | 1000K | – |
| JPX Global Inc | COM | 0 | 15K | – |
| Hemp Inc | COM | 0 | 10K | – |