PGIM DC SOLUTIONS
PGIM DC SOLUTIONS LLC Legal Name
Adviser information for PGIM DC SOLUTIONS last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Jersey, United States |
Employees
| Total Number of Employees | 45 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 7 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 13 | $1.3B |
| Non-Discretionary | 0 | $0 |
| Total | 13 | $1.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 12 | $377.2M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $882.9M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-125785 |
|---|---|
| SEC ERA File Number | 801-125785 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 318800 |
| Legal Entity Identifier | None |
Principal Office
655 BROAD STREETNEWARK
NJ
United States
Monday - Friday, 9:00 A.M. - 5:00 P.M.
Tel: 973-367-3104, Fax: 973-802-8025
Chief Compliance Officer
DAWN PALLITTO
655 BROAD STREET
NEWARK
NJ
United States
Tel:
(973) 802-3675
D************@*******M
(Full email address available in API data)
Industry Affiliates
| JENNISON ASSOCIATES | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PGIM CUSTOM HARVEST LLC | Other investment adviser, including financial planners |
| PGIM INVESTMENTS LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| PGIM PORTFOLIO ADVISORY | Other investment adviser, including financial planners |
| PGIM PRIVATE PLACEMENT INVESTORS, L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| PGIM QUANTITATIVE SOLUTIONS | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| PGIM REAL ESTATE ADVISORS LLC | Other investment adviser, including financial planners |
| PGIM WADHWANI LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| PGIM, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| PRUDENTIAL TRUST COMPANY | Commodity pool operator or commodity trading advisorTrust company |
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MILLER, MICHAEL, DAVID | Individual | – | MANAGER, BOARD OF MANAGERS, PRESIDENT | 04/2022 | < 5% |
| MUHLHAUSER, JURGEN | Individual | – | MEMBER, BOARD OF MANAGERS | 09/2021 | < 5% |
| PALLITTO, DAWN | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2021 | < 5% |
| PGIM HOLDING COMPANY LLC | Domestic Entity | PIFM HOLDCO, LLC | PARENT OF SOLE MEMBER | 01/2024 | > 75% |
| PRUDENTIAL FINANCIAL, INC. | Domestic Entity | PGIM HOLDING COMPANY LLC | OWNER | 09/2021 | > 75% |
| BENJAMIN, SCOTT, EDWARD | Individual | – | MANAGER, BOARD OF MANAGERS, EXECUTIVE VICE PRESIDENT | 01/2024 | < 5% |
| OHARA, BERNARD, GERARD | Individual | – | MANAGER, BOARD OF MANAGERS, CHIEF FINANCIAL OFFICER, EXECUTIVE VICE PRESIDENT | 01/2024 | < 5% |
| PARKER, STUART, SHERMAN | Individual | – | CHIEF EXECUTIVE OFFICER | 01/2024 | < 5% |
| Digiacomo, Claudia | Individual | – | CHIEF LEGAL OFFICER | 01/2024 | < 5% |
| SAUBER, JOEL, ROGER | Individual | – | CHIEF OPERATING OFFICER | 01/2024 | < 5% |
| PIFM HOLDCO, LLC | Domestic Entity | – | SOLE MEMBER | 01/2024 | > 75% |