Hedge Fund Database

APOLLON FINANCIAL, LLC

Adviser information for APOLLON FINANCIAL, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 10
Investment Advisory/Research 7
Registered Broker-Dealer Representatives 4
Registered State Investment Advisers 7
Licensed Agents of an Insurance Company 3
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 927 $482.3M
Non-Discretionary 0 $0
Total 927 $482.3M

Clients

Type Number RAUM
Individuals 339 $127.9M
HNW Individuals 107 $346.0M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $8.4M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 482.3M
Portfolio Manager 482.3M
Both for Same 482.3M
Portfolio Manager to Program Sponsor
APOLLON FINANCIAL'S WRAP FEE PROGRAM APOLLON FINANCIAL, LLC

Identifiers

SEC RIA File Number 801-125787
SEC ERA File Number 801-125787
SEC CIK Numbers 2011195
SEC CRD Numbers 321217
Legal Entity Identifier None

Principal Office

835 COLEMAN BLVD
SUITE 102
MOUNT PLEASANT
SC
United States
Monday - Friday, 8:30AM-5:00PM
Tel: 843-579-0018, Fax: None

Websites

www.apollonfinancial.com www.linkedin.com/company/apollon-financial/https://www.facebook.com/apollonfinancial/ www.facebook.com/apollonfinancial/ twitter.com/apollonfin www.foxenfinancial.com/

Chief Compliance Officer

MICHAEL ANSON HERMAN
835 COLEMAN BLVD
SUITE 102
MOUNT PLEASANT
SC
United States
Tel: 843-277-3287
(Full email address available in API data)

Industry Affiliates

ADVISOR INSURANCE SOLUTIONS, LLC Insurance company or agency
APOLLON WEALTH MANAGEMENT, LLC Other investment adviser, including financial planners
BH ASSET MANAGEMENT, LLC Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
HERMAN, MICHAEL, ANSON Individual – CHIEF COMPLIANCE OFFICER 05/2022 < 5%
APOLLON HOLDINGS, LLC Domestic Entity – MANAGING MEMBER 05/2022 > 75%
PRESTIGE WORLDWIDE, LLC Domestic Entity APOLLON HOLDINGS, LLC MEMBER/OWNER 05/2022 > 75%
DOLBERG, MICHAEL, JASON Individual PRESTIGE WORLDWIDE, LLC MEMBER 05/2022 50-75%
GORMAN, ROBERT, HY Individual PRESTIGE WORLDWIDE, LLC MEMBER 05/2022 50-75%
GORMAN, ROBERT, HY Individual – CHIEF EXECUTIVE OFFICER / CHIEF OPERATING OFFICER 06/2022 < 5%
STERNER, ERIC, NILS Individual – CHIEF INVESTMENT OFFICER 07/2022 < 5%

No. Employees, Historic

105020222023202420252 on 5/2/20222 on 8/4/20227 on 8/30/20227 on 1/13/20237 on 2/13/20239 on 3/30/20239 on 4/10/20239 on 5/31/20239 on 6/28/20239 on 11/2/20239 on 2/5/202410 on 3/29/2024

RAUM, Historic

500M250M020222023202420250 on 5/2/20220 on 8/4/20220 on 8/30/20220 on 1/13/20230 on 2/13/2023146637169 on 3/30/2023146637169 on 4/10/2023146637169 on 5/31/2023146637169 on 6/28/2023146637169 on 11/2/2023146637169 on 2/5/2024482318690 on 3/29/2024

No. Clients, Historic

500250020222023202420250 on 5/2/20220 on 8/4/20220 on 8/30/20220 on 1/13/20230 on 2/13/2023192 on 3/30/2023192 on 4/10/2023192 on 5/31/2023192 on 6/28/2023192 on 11/2/2023192 on 2/5/2024449 on 3/29/2024

Holdings

From latest 13F, filed July 19th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ADVANCED MICRO DEVICES INC COM 615K 4K 0
ALPHABET INC CAP STK CL A 9M 49K 0
ALPHABET INC CAP STK CL C 12M 64K 0
ALPS ETF TR OSHARES US QUALT 2M 32K 0
AMAZON COM INC COM 13M 67K 0
AMERICAN CENTY ETF TR US SML CP VALU 1M 12K 0
AMERICAN CENTY ETF TR AVANTIS EMGMKT 1M 23K 0
AMERICAN CENTY ETF TR US LARGE CAP VLU 9M 141K 0
AMGEN INC COM 263K 843 0
AMPLIFY ETF TR AMPLIFY CYBERSEC 2M 24K 0
APPLE INC COM 13M 62K 0
AT&T INC COM 208K 11K 0
AUTOZONE INC COM 477K 161 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 5M 12K 0
BROADCOM INC COM 3M 2K 0
CATERPILLAR INC COM 435K 1K 0
CHEVRON CORP NEW COM 409K 3K 0
CISCO SYS INC COM 208K 4K 0
COSTCO WHSL CORP NEW COM 3M 4K 0
DEERE & CO COM 337K 901 0
DELL TECHNOLOGIES INC CL C 223K 2K 0
DIMENSIONAL ETF TRUST INTL CORE EQT MK 2M 55K 0
DIMENSIONAL ETF TRUST US CORE EQUITY 2 351K 11K 0
DISNEY WALT CO COM 358K 4K 0
EASTGROUP PPTYS INC COM 545K 3K 0
ELEVANCE HEALTH INC COM 295K 545 0
ELI LILLY & CO COM 1M 1K 0
ENERGY TRANSFER L P COM UT LTD PTN 162K 10K 0
ENTERPRISE PRODS PARTNERS L COM 580K 20K 0
EXXON MOBIL CORP COM 1M 9K 0
FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 1M 14K 0
FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 612K 6K 0
FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 690K 11K 0
FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 426K 3K 0
FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 850K 15K 0
FIRST TR EXCHANGE-TRADED FD DOW 30 EQL WGT 216K 6K 0
FIRST TR EXCHNG TRADED FD VI TCW UNCONSTRAI 2M 80K 0
FIRST TR EXCHNG TRADED FD VI FT VEST LADDERED 389K 13K 0
FIRST TR LRGE CP CORE ALPHA COM SHS 362K 4K 0
FIRST TR NAS100 EQ WEIGHTED SHS 324K 3K 0
FIRST TR VALUE LINE DIVID IN SHS 2M 47K 0
GOLDMAN SACHS ETF TR ACTIVEBETA US LG 348K 3K 0
HARTFORD FDS EXCHANGE TRADED CORE BD ETF 2M 53K 0
INVESCO DB MULTI-SECTOR COMM OIL FD 303K 19K 0
INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 406K 6K 0
INVESCO EXCH TRADED FD TR II S&P500 HDL VOL 303K 7K 0
INVESCO EXCH TRD SLF IDX FD RUSL 1000 DYNM 2M 45K 0
INVESCO EXCHANGE TRADED FD T DORSEY WRIGHT MO 238K 2K 0
INVESCO EXCHANGE TRADED FD T BUYBACK ACHIEV 206K 2K 0
INVESCO EXCHANGE TRADED FD T S&P500 PUR VAL 455K 5K 0
INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 1M 20K 0
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 441K 3K 0
INVESCO QQQ TR UNIT SER 1 3M 6K 0
ISHARES TR CORE S&P MCP ETF 856K 15K 0
ISHARES TR CORE S&P SCP ETF 453K 4K 0
ISHARES TR S&P SML 600 GWT 289K 2K 0
ISHARES TR CORE S&P500 ETF 13M 23K 0
ISHARES TR S&P 500 GRWT ETF 352K 4K 0
ISHARES TR RUS 1000 VAL ETF 562K 3K 0
ISHARES TR DOW JONES US ETF 400K 3K 0
ISHARES TR U.S. FINLS ETF 301K 3K 0
ISHARES TR US INDUSTRIALS 203K 2K 0
ISHARES TR U.S. TECH ETF 2M 10K 0
ISHARES TR ISHARES SEMICDTR 646K 3K 0
ISHARES TR EXPANDED TECH 769K 9K 0
ISHARES TR SELECT DIVID ETF 920K 8K 0
ISHARES TR CORE US AGGBD ET 1M 11K 0
ISHARES TR CORE S&P TTL STK 2M 16K 0
ISHARES TR US AER DEF ETF 2M 17K 0
ISHARES TR U.S. MED DVC ETF 4M 64K 0
ISHARES TR PFD AND INCM SEC 435K 14K 0
ISHARES TR NATIONAL MUN ETF 1M 12K 0
ISHARES TR MSCI USA MIN VOL 5M 62K 0
ISHARES TR CORE HIGH DV ETF 879K 8K 0
ISHARES TR CORE INTL AGGR 396K 8K 0
ISHARES TR US SML CAP EQT 4M 60K 0
ISHARES TR CORE MSCI EAFE 2M 31K 0
ISHARES TR CORE DIV GRWTH 334K 6K 0
ISHARES TR MSCI USA QLT FCT 3M 20K 0
ITERUM THERAPEUTICS PLC SHS NEW 257K 225K 0
J P MORGAN EXCHANGE TRADED F MUNICIPAL ETF 304K 6K 0
JOHNSON & JOHNSON COM 306K 2K 0
JPMORGAN CHASE & CO. COM 976K 5K 0
MASTERCARD INCORPORATED CL A 240K 544 0
MCDONALDS CORP COM 314K 1K 0
MERCK & CO INC COM 206K 2K 0
META PLATFORMS INC CL A 627K 1K 0
MICROSOFT CORP COM 14M 32K 0
NUSHARES ETF TR NUVEEN ENHNC YLD 1M 49K 0
NVIDIA CORPORATION COM 27M 216K 0
PACER FDS TR US CASH COWS 100 2M 39K 0
PGIM ETF TR TOTAL RETURN BON 913K 22K 0
PGIM SHORT DUR HIG YLD OPP F COM 1M 91K 0
PIMCO ETF TR COMMODITY STRAT 2M 58K 0
PROCTER AND GAMBLE CO COM 220K 1K 0
PROSHARES TR PSHS ULT S&P 500 3M 31K 0
PROSHARES TR S&P 500 DV ARIST 8M 81K 0
PROSHARES TR S&P TECH DIVIDEN 395K 5K 0
SALESFORCE INC COM 547K 2K 0
SCHWAB STRATEGIC TR US REIT ETF 1M 54K 0
SCHWAB STRATEGIC TR US MID-CAP ETF 3M 44K 0
SELECT SECTOR SPDR TR ENERGY 1M 11K 0
SELECT SECTOR SPDR TR FINANCIAL 1M 28K 0
SELECT SECTOR SPDR TR INDL 850K 7K 0
SELECT SECTOR SPDR TR TECHNOLOGY 13M 59K 0
SELECT SECTOR SPDR TR SBI CONS STPLS 2M 31K 0
SELECT SECTOR SPDR TR SBI HEALTHCARE 2M 13K 0
SELECT SECTOR SPDR TR SBI CONS DISCR 287K 2K 0
SPDR GOLD TR GOLD SHS 604K 3K 0
SPDR INDEX SHS FDS PORTFOLIO EMG MK 227K 6K 0
SPDR S&P 500 ETF TR TR UNIT 265K 488 0
SPDR SER TR PRTFLO S&P500 GW 8M 105K 0
SPDR SER TR S&P DIVID ETF 412K 3K 0
SPDR SER TR PRTFLO S&P500 VL 1M 27K 0
SPDR SER TR BLOOMBERG HIGH Y 603K 6K 0
SPDR SER TR PORTFOLIO S&P400 537K 10K 0
SPDR SER TR PORTFOLIO S&P500 10M 163K 0
T ROWE PRICE ETF INC CAP APPRECIATION 399K 13K 0
TESLA INC COM 207K 1K 0
VANECK ETF TRUST SEMICONDUCTR ETF 308K 1K 0
VANGUARD BD INDEX FDS TOTAL BND MRKT 526K 7K 0
VANGUARD INDEX FDS S&P 500 ETF SHS 856K 2K 0
VANGUARD INDEX FDS TOTAL STK MKT 674K 3K 0
VANGUARD INDEX FDS VALUE ETF 637K 4K 0
VANGUARD INDEX FDS SM CP VAL ETF 488K 3K 0
VANGUARD INDEX FDS GROWTH ETF 772K 2K 0
VANGUARD INDEX FDS SML CP GRW ETF 1M 5K 0
VANGUARD MALVERN FDS STRM INFPROIDX 266K 5K 0
VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 6M 69K 0
VANGUARD SPECIALIZED FUNDS DIV APP ETF 7M 40K 0
VANGUARD WHITEHALL FDS HIGH DIV YLD 785K 7K 0
VANGUARD WORLD FD MEGA CAP INDEX 457K 2K 0
VANGUARD WORLD FD MEGA GRWTH IND 8M 26K 0
VANGUARD WORLD FD MEGA CAP VAL ETF 227K 2K 0
VANGUARD WORLD FD FINANCIALS ETF 209K 2K 0
VANGUARD WORLD FD HEALTH CAR ETF 7M 26K 0
VANGUARD WORLD FD INF TECH ETF 3M 5K 0
VANGUARD WORLD FD CONSUM DIS ETF 5M 18K 0
VANGUARD WORLD FD INDUSTRIAL ETF 2M 7K 0
VANGUARD WORLD FD CONSUM STP ETF 2M 12K 0
VISA INC COM CL A 228K 868 0
WALMART INC COM 355K 5K 0