YOTTA RIA, LLC
Adviser information for YOTTA RIA, LLC last updated from Form ADV on March 28th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 34 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | TECHNOLOGY PROVIDER RELATING TO INVESTMENTS. |
|---|---|
| Compensation | Fixed fees |
Identifiers
| SEC RIA File Number | 801-125788 |
|---|---|
| SEC ERA File Number | 801-125788 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 320784 |
| Legal Entity Identifier | None |
Principal Office
41 EAST 11TH STREETFLOOR 9
NEW YORK
NY
United States
Monday - Friday, 9:00 TO 5:00
Tel: 844-945-3449, Fax: None
Chief Compliance Officer
ADAM MOELIS
CHIEF EXECUTIVE OFFICER
41 EAST 11TH STREET
FLOOR 11
NEW YORK
NY
United States
Tel:
3109240005
A***@************M
(Full email address available in API data)
Regulatory Contact
ALEX GERSON
BUSINESS OPERATIONS LEADER
41 EAST 11TH STREET
FLOOR 11
NEW YORK
NY
United States
Tel:
3109240005
A***@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| YOTTA TECHNOLOGIES INC. | Domestic Entity | – | SHAREHOLDER | 12/2021 | > 75% |
| MOELIS, ADAM, GREGORY | Individual | – | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | 10/2019 | < 5% |
| DOYLE, BEN, S | Individual | – | CHIEF TECHNOLOGY OFFICER | 01/2020 | < 5% |
| MOELIS, ADAM, GREGORY | Individual | YOTTA TECHNOLOGIES INC. | CHIEF EXECUTIVE OFFICER AND SHAREHOLDER | 10/2019 | |
| DOYLE, BEN, S | Individual | YOTTA TECHNOLOGIES INC. | CHIEF TECHNOLOGY OFFICER AND SHAREHOLDER | 01/2020 |