TAYLOR SECURITIES SERVICES, INC.
Adviser information for TAYLOR SECURITIES SERVICES, INC. last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 932 | $124.8M |
| Non-Discretionary | 0 | $0 |
| Total | 932 | $124.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 906 | $92.2M |
| HNW Individuals | 24 | $32.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $64,899 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 124.8M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| TAYLOR SECURITIES, INC. WRAP FEE PROGRAM | TAYLOR SECURITIES SERVICES, INC. |
Identifiers
| SEC RIA File Number | 801-125793 |
|---|---|
| SEC ERA File Number | 801-125793 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 304070 |
| Legal Entity Identifier | None |
Principal Office
3113 NORTH FRONT STREETHARRISBURG
PA
United States
Monday - Friday, 9:00AM-5:00PM
Tel: 717-232-5808, Fax: 717-232-5958
Chief Compliance Officer
STACY FLEMING
DIRECTOR
36 W. PIKE STREET
COVINGTON
KY
United States
Tel:
859-402-1458
Fax:
717-232-5958
S*******@**********************M
(Full email address available in API data)
Regulatory Contact
MATTHEW TAYLOR
PRESIDENT
3113 N FRONT ST
HARRISBURG
PA
United States
Tel:
717-232-5808
M***@*******************M
(Full email address available in API data)
Industry Affiliates
| TAYLOR RETIREMENT SERVICES, INC. | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TAYLOR, MATTHEW, ALAN | Individual | – | PRESIDENT | 08/2017 | > 75% |
| FLEMING, STACY, GRAVES | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2023 | < 5% |