PORT ONE INVESTMENTS LLC
Adviser information for PORT ONE INVESTMENTS LLC last updated from Form ADV on September 11th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $8.3M |
| Non-Discretionary | 3 | $53.8M |
| Total | 5 | $62.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 3 | $43.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $5.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 1 | $14.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 5 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-125795 |
|---|---|
| SEC ERA File Number | 801-125795 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 321725 |
| Legal Entity Identifier | None |
Principal Office
133 FEDERAL ST.SUITE 901
BOSTON
MA
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 978-886-7388, Fax: N/A
Chief Compliance Officer
JAY CLARK WARNER
CHIEF COMPLIANCE OFFICER
133 FEDERAL ST.
SUITE 901
BOSTON
MA
United States
Tel:
978-886-7388
Fax:
N/A
J**@************M
(Full email address available in API data)
Regulatory Contact
MARK MICHAEL CUNNINGHAM
133 FEDERAL ST.
SUITE 901
BOSTON
MA
United States
Tel:
339-237-2315
Fax:
N/A
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PORT ONE EQUITIES, LLC | Real Estate Fund | $5.0M | $0.5M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WARNER, JAY, CLARK | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2022 | 50-75% |
| BARTASH, PETER, WILLIAM | Individual | – | MANAGING MEMBER | 04/2022 | < 5% |
| PORT ONE HOLDING CO, LLC | Domestic Entity | – | MEMBER | 01/2023 | 25-50% |
| BARTASH, PETER, WILLIAM | Individual | PORT ONE HOLDING CO, LLC | MANAGING MEMBER | 01/2023 |