CAPITAL AND PLANNING, LLC
Adviser information for CAPITAL AND PLANNING, LLC last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Georgia, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 673 | $133.1M |
| Non-Discretionary | 3 | $2.1M |
| Total | 676 | $135.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 346 | $52.8M |
| HNW Individuals | 99 | $82.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $302,853 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $163,807 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-125802 |
|---|---|
| SEC ERA File Number | 801-125802 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 321104 |
| Legal Entity Identifier | None |
Principal Office
2242 MT. ZION ROADJONESBORO
GA
United States
Monday - Friday, 9:00AM-4:00PM
Tel: 678-519-5733, Fax: 678-519-5671
Websites
Chief Compliance Officer
MICHAEL EDMONDSON
CCO
2242 MT. ZION ROAD
JONESBORO
GA
United States
Tel:
678-519-5733
M*********@*********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| EDMONDSON, MICHAEL, LESTER | Individual | – | MANAGING MEMBER/CCO | 05/2017 | > 75% |