Hedge Fund Database

AA FINANCIAL ADVISORS, LLC

Adviser information for AA FINANCIAL ADVISORS, LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Ohio, United States

Employees

Total Number of Employees 18
Investment Advisory/Research 8
Registered Broker-Dealer Representatives 7
Registered State Investment Advisers 7
Licensed Agents of an Insurance Company 7
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 850 $525.4M
Non-Discretionary 1,062 $338.9M
Total 1,912 $864.3M

Clients

Type Number RAUM
Individuals 598 $170.7M
HNW Individuals 142 $661.6M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $3.5M
Charitable organizations 7 $6.5M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 12 $21.9M
Other 0 $0
Type Number
No. of Non-RAUM Clients 6
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-125806
SEC ERA File Number 801-125806
SEC CIK Numbers 2016899
SEC CRD Numbers 119829
Legal Entity Identifier None

Principal Office

150 E. BROAD ST.
SUITE 100
COLUMBUS
OH
United States
Monday - Friday, 8:30 AM TO 4:30 PM
Tel: 614-442-3355, Fax: 614-442-3371

Websites

www.facebook.com/search/top/?q=antolino%20%26%20associates&epa=search_box www.antolino.com/ www.linkedin.com/company/antolino-&-associates/

Chief Compliance Officer

RALPH ANTOLINO JR.
FINANCIAL ADVISOR
150 E BROAD ST.
SUITE 100
COLUMBUS
OH
United States
Tel: (614)442-3355
Fax: (614) 442-3371
(Full email address available in API data)

Regulatory Contact

CHRISTIAN HERTL
FINANCIAL ADVISOR
150 E BROAD ST.
SUITE 100
COLUMBUS
OH
United States
Tel: (614) 442-3355
Fax: (614) 442-3371
(Full email address available in API data)

Industry Affiliates

ANTOLINO & ASSOCIATES Insurance company or agency
RALPH ANTOLINO, JR. ATTORNEY AT LAW Lawyer or law firm

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
F7 COMPANY LLC Domestic Entity – ENTITY OWNER 01/2018 > 75%
ANTOLINO, RALPH Individual F7 COMPANY LLC MANAGING MEMBER / BENEFICIAL OWNER 01/2013
ANTOLINO, RALPH Individual – CHIEF COMPLIANCE OFFICER 03/2006 < 5%

No. Employees, Historic

20100202220232024202514 on 5/5/202214 on 8/25/202214 on 3/20/202314 on 3/20/202314 on 3/22/202314 on 9/8/202314 on 9/19/202314 on 10/25/202314 on 12/1/202315 on 1/3/202415 on 1/4/202418 on 3/25/2024

RAUM, Historic

900M450M02022202320242025733489140 on 5/5/2022733489140 on 8/25/2022725251368 on 3/20/2023725251368 on 3/20/2023725251368 on 3/22/2023725251368 on 9/8/2023725251368 on 9/19/2023725251368 on 10/25/2023725251368 on 12/1/2023725251368 on 1/3/2024725251368 on 1/4/2024864294929 on 3/25/2024

No. Clients, Historic

80040002022202320242025648 on 5/5/2022648 on 8/25/2022740 on 3/20/2023740 on 3/20/2023740 on 3/22/2023740 on 9/8/2023740 on 9/19/2023740 on 10/25/2023740 on 12/1/2023740 on 1/3/2024740 on 1/4/2024761 on 3/25/2024

Holdings

From latest 13F, filed July 16th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M CO COM 603K 6K –
ABBOTT LABS COM 543K 5K –
ABBVIE INC COM 898K 5K –
ABCELLERA BIOLOGICS INC COM 30K 10K –
ALPHABET INC CAP STK CL A 2M 9K –
ALPHABET INC CAP STK CL C 1M 6K –
AMAZON COM INC COM 2M 11K –
APPLE INC COM 5M 22K –
APPLIED MATLS INC COM 414K 2K –
ARES CAPITAL CORP COM 614K 29K –
ASML HOLDING N V N Y REGISTRY SHS 626K 612 –
ASTRAZENECA PLC SPONSORED ADR 543K 7K –
BAKER HUGHES COMPANY CL A 260K 7K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 413K 1K –
BLACKROCK INC COM 557K 707 –
BROADCOM INC COM 2M 1K –
BURKE HERBERT FINL SVCS CORP COM 2M 31K –
CAPITAL GROUP CORE BALANCED SHS 2M 51K –
CAPITAL GROUP CORE EQUITY ET SHS CREATION UNI 6M 192K –
CAPITAL GROUP DIVIDEND VALUE SHS CREATION UNI 7M 227K –
CAPITAL GROUP GBL GROWTH EQT SHS CREATION UNI 5M 164K –
CAPITAL GROUP GROWTH ETF SHS CREATION UNI 5M 156K –
CAPITAL GRP FIXED INCM ETF T CORE PLUS INCM 10M 441K –
CAPITAL GRP FIXED INCM ETF T MUNICIPAL INCOME 2M 56K –
CAPITAL GRP FIXED INCM ETF T US MULTI-SECTOR 267K 10K –
CAPITAL ONE FINL CORP COM 218K 2K –
CARRIER GLOBAL CORPORATION COM 320K 5K –
CATERPILLAR INC COM 1M 3K –
CENTERPOINT ENERGY INC COM 218K 7K –
CHEVRON CORP NEW COM 559K 4K –
CHIPOTLE MEXICAN GRILL INC COM 404K 6K –
CHUBB LIMITED COM 1M 4K –
CME GROUP INC COM 336K 2K –
COCA COLA CO COM 668K 11K –
COMCAST CORP NEW CL A 578K 15K –
COMMSCOPE HLDG CO INC COM 675K 549K –
CONOCOPHILLIPS COM 677K 6K –
CONSTELLATION BRANDS INC CL A 340K 1K –
CONSTELLATION ENERGY CORP COM 506K 3K –
COSTCO WHSL CORP NEW COM 206K 242 –
CSX CORP COM 912K 27K –
CVS HEALTH CORP COM 215K 4K –
DANAHER CORPORATION COM 563K 2K –
DIMENSIONAL ETF TRUST EMGR CRE EQT MNG 5M 180K –
DISNEY WALT CO COM 380K 4K –
DUKE ENERGY CORP NEW COM NEW 499K 5K –
ELEVANCE HEALTH INC COM 355K 655 –
ELI LILLY & CO COM 4M 4K –
EXXON MOBIL CORP COM 410K 4K –
F N B CORP COM 274K 20K –
FEDEX CORP COM 203K 677 –
FIDELITY COVINGTON TRUST MSCI ENERGY IDX 260K 10K –
FS KKR CAP CORP COM 2M 85K –
GE AEROSPACE COM NEW 296K 2K –
HALLIBURTON CO COM 238K 7K –
HILTON WORLDWIDE HLDGS INC COM 313K 1K –
HOME DEPOT INC COM 513K 1K –
HONEYWELL INTL INC COM 723K 3K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 7M 170K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 7M 170K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 7M 175K –
INNOVATOR ETFS TRUST US EQT PWR BUF 7M 195K –
INTEL CORP COM 570K 18K –
INVESCO EXCH TRADED FD TR II SR LN ETF 219K 10K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2026 MUNI 511K 22K –
INVESCO EXCH TRD SLF IDX FD INVSCO BLSH 26 457K 20K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2025 MUNI 935K 38K –
INVESCO EXCH TRD SLF IDX FD BULETSHS 2029 4M 231K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 2M 103K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2024 MUNI 866K 35K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2027 CB 5M 255K –
INVESCO EXCH TRD SLF IDX FD INVSCO BLSH 28 629K 32K –
INVESCO EXCH TRD SLF IDX FD BULETSHS 2031 CP 4M 257K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2024 HY 2M 69K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2027 MUNI 484K 21K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2025 HY 4M 165K –
INVESCO EXCH TRD SLF IDX FD INVSCO 30 CORP 508K 31K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 2M 110K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2026 CB 1M 62K –
INVESCO QQQ TR UNIT SER 1 1M 3K –
ISHARES GOLD TR ISHARES NEW 345K 8K –
ISHARES INC CORE MSCI EMKT 2M 39K –
ISHARES TR CORE S&P500 ETF 4M 7K –
ISHARES TR CORE MSCI EAFE 1M 17K –
ISHARES TR CORE S&P MCP ETF 3M 59K –
ISHARES TR CORE S&P SCP ETF 281K 3K –
ISHARES TR MSCI ACWI ETF 256K 2K –
JOHNSON & JOHNSON COM 1M 8K –
JPMORGAN CHASE & CO. COM 2M 9K –
KEURIG DR PEPPER INC COM 266K 8K –
KKR & CO INC COM 216K 2K –
KLA CORP COM NEW 467K 567 –
LEGG MASON ETF INVT CLEARBRIDEG LR 3M 40K –
LINDE PLC SHS 643K 1K –
LOWES COS INC COM 1M 7K –
MARSH & MCLENNAN COS INC COM 1M 5K –
MCDONALDS CORP COM 536K 2K –
META PLATFORMS INC CL A 887K 2K –
MICROSOFT CORP COM 6M 14K –
MORGAN STANLEY COM NEW 251K 3K –
MVB FINL CORP COM 1M 75K –
NETFLIX INC COM 285K 423 –
NIKE INC CL B 629K 8K –
NORTHROP GRUMMAN CORP COM 490K 1K –
NOVO-NORDISK A S ADR 400K 3K –
NVIDIA CORPORATION COM 4M 29K –
PAYCHEX INC COM 224K 2K –
PAYPAL HLDGS INC COM 290K 5K –
PEPSICO INC COM 225K 1K –
PFIZER INC COM 365K 13K –
PHILIP MORRIS INTL INC COM 811K 8K –
PHILLIPS 66 COM 630K 4K –
PNC FINL SVCS GROUP INC COM 273K 2K –
POWERSHARES ACTIVELY MANAGED ACTIVE US REAL 1M 15K –
PROCTER AND GAMBLE CO COM 1M 7K –
PROSHARES TR S&P 500 DV ARIST 2M 21K –
REGENERON PHARMACEUTICALS COM 363K 345 –
ROYAL CARIBBEAN GROUP COM 283K 2K –
RTX CORPORATION COM 441K 4K –
SALESFORCE INC COM 1M 6K –
SCHWAB CHARLES CORP COM 265K 4K –
SCHWAB STRATEGIC TR US BRD MKT ETF 371K 6K –
SCHWAB STRATEGIC TR INTL EQTY ETF 743K 19K –
SCHWAB STRATEGIC TR US LRG CAP ETF 8M 132K –
SCHWAB STRATEGIC TR FUNDAMENTAL US L 6M 92K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 346K 4K –
SCHWAB STRATEGIC TR US AGGREGATE B 462K 10K –
SEMPRA COM 329K 4K –
SERVICENOW INC COM 341K 433 –
SHOPIFY INC CL A 409K 6K –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 272K 508 –
SPDR SER TR PRTFLO S&P500 VL 10M 200K –
SPDR SER TR S&P DIVID ETF 3M 24K –
SPDR SER TR BLOOMBERG 1-3 MO 5M 55K –
SPDR SER TR BLOOMBERG SHT TE 655K 26K –
STRYKER CORPORATION COM 1M 3K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 264K 2K –
TESLA INC COM 4M 18K –
TRAVELERS COMPANIES INC COM 862K 4K –
UNITEDHEALTH GROUP INC COM 837K 2K –
US BANCORP DEL COM NEW 212K 5K –
VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 6M 32K –
VANGUARD INDEX FDS SMALL CP ETF 16M 74K –
VANGUARD INDEX FDS S&P 500 ETF SHS 2M 3K –
VANGUARD INDEX FDS TOTAL STK MKT 13M 49K –
VANGUARD INDEX FDS REAL ESTATE ETF 3M 31K –
VANGUARD MALVERN FDS STRM INFPROIDX 2M 36K –
VANGUARD SCOTTSDALE FDS INT-TERM CORP 982K 12K –
VANGUARD SCOTTSDALE FDS VNG RUS3000IDX 254K 1K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 5M 64K –
VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 289K 6K –
VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 341K 1K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 263K 5K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 5M 42K –
VISA INC COM CL A 1M 5K –
WALMART INC COM 704K 10K –
WASTE CONNECTIONS INC COM 327K 2K –
WELLS FARGO CO NEW COM 378K 6K –
WELLTOWER INC COM 247K 2K –
YUM BRANDS INC COM 203K 2K –