TACONIC ADVISORS
TACONIC ADVISORS INC. Legal Name
Adviser information for TACONIC ADVISORS last updated from Form ADV on February 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 519 | $179.3M |
| Non-Discretionary | 0 | $0 |
| Total | 519 | $179.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 14 | $5.5M |
| HNW Individuals | 103 | $173.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)TAX PLANNING |
|---|---|
| Compensation | Fixed fees |
Identifiers
| SEC RIA File Number | 801-125808 |
|---|---|
| SEC ERA File Number | 801-125808 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 123961 |
| Legal Entity Identifier | None |
Principal Office
382 MAIN STREETSAUGERTIES
NY
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: 845-486-5039, Fax: 845-625-1419
Chief Compliance Officer
JOHN KELLY
VICE PRESIDENT, SECRETARY
382 MAIN STREET
SAUGERTIES
NY
United States
Tel:
845-486-5039
J*****@******************M
(Full email address available in API data)
Regulatory Contact
MEREDITH W. BRIGGS CFP(R)
PRESIDENT/TREASURER
382 MAIN STREET
SAUGERTIES
NY
United States
Tel:
845-486-5039
Fax:
845-625-1419
M******@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BRIGGS, MEREDITH, WILSON | Individual | – | PRESIDENT/TREASURER | 08/2016 | > 75% |
| KELLY, JOHN, ALEXANDER | Individual | – | VICE PRESIDENT, SECRETARY, CHIEF COMPLIANCE OFFICER | 02/2023 | 25-50% |