Hedge Fund Database

ONE WEALTH MANAGEMENT

ONE WEALTH MANAGEMENT INVESTMENT AND ADVISORY SERVICES, LLC Legal Name

Adviser information for ONE WEALTH MANAGEMENT last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Florida, United States

Employees

Total Number of Employees 10
Investment Advisory/Research 6
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 8
Licensed Agents of an Insurance Company 5
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 698 $321.5M
Non-Discretionary 16 $22.3M
Total 714 $343.8M

Clients

Type Number RAUM
Individuals 142 $36.5M
HNW Individuals 100 $266.3M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 22 $27.8M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 9 $13.2M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting services
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-125814
SEC ERA File Number 801-125814
SEC CIK Numbers 2009427
SEC CRD Numbers 288030
Legal Entity Identifier None

Principal Office

1111 LINCOLN RD.
SUITE 500
MIAMI BEACH
FL
United States
Monday - Friday, 9 AM - 5 PM
Tel: (855) 663-9584, Fax: None

Websites

onewealthmgmt.com/ www.linkedin.com/company/onewealthmgmt/mycompany/ twitter.com/onewealthmgmt www.instagram.com/onewealthmgmt/ www.facebook.com/onewealthmgmt/timeline/

Chief Compliance Officer

ERICKA HERRERA
1111 LINCOLN RD.
SUITE 500
MIAMI BEACH
FL
United States
Tel: (310) 752-2511
(Full email address available in API data)

Regulatory Contact

JORDAN LINN
PRINCIPAL
1111 LINCOLN RD.
SUITE 500
MIAMI BEACH
FL
United States
Tel: (561) 289-8105
(Full email address available in API data)

Industry Affiliates

ONE WEALTH INSURANCE BROKERAGE SERVICES Insurance company or agency
ONE WEALTH MANAGEMENT FINANCIAL AND INSURANCE SERVICES Insurance company or agency

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
Herrera, Ericka, V Individual – CCO 08/2023 < 5%
HOOPIS, PETER, H Individual – PRESIDENT 09/2023 < 5%
DICKER, JEREMY, PAUL Individual – FOUNDER, CEO 09/2023 < 5%
JEREMY P. DICKER SOLE AND SEPARATE LIVING TRUST Domestic Entity – MEMBER 01/2024 50-75%
JORDAN A. LINN REVOCABLE TRUST Domestic Entity – MEMBER 01/2024 50-75%
LINN, JORDAN, ALAN Individual JORDAN A. LINN REVOCABLE TRUST TRUSTEE 10/2023
DICKER, JEREMY, PAUL Individual JEREMY P. DICKER SOLE AND SEPARATE LIVING TRUST TRUSTEE 08/2004

No. Employees, Historic

105020222023202420256 on 5/6/20226 on 6/20/20226 on 7/25/20223 on 3/14/20233 on 5/12/20233 on 6/20/20238 on 7/11/20238 on 8/28/20239 on 10/23/20239 on 1/9/20249 on 1/10/202410 on 3/22/2024

RAUM, Historic

400M200M02022202320242025143687144 on 5/6/2022143687144 on 6/20/2022143687144 on 7/25/2022104496028 on 3/14/2023104496028 on 5/12/2023104496028 on 6/20/2023104496028 on 7/11/2023104496028 on 8/28/2023104496028 on 10/23/2023104496028 on 1/9/2024104496028 on 1/10/2024343775050 on 3/22/2024

No. Clients, Historic

3001500202220232024202599 on 5/6/202299 on 6/20/202299 on 7/25/202294 on 3/14/202394 on 5/12/202394 on 6/20/202394 on 7/11/202394 on 8/28/202394 on 10/23/202394 on 1/9/202494 on 1/10/2024273 on 3/22/2024

Holdings

From latest 13F, filed August 6th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 1M 10K 0
ACCENTURE PLC IRELAND SHS CLASS A 925K 3K 0
ADOBE INC COM 2M 3K 0
ADVANCED MICRO DEVICES INC COM 309K 2K 0
AIRBNB INC COM CL A 1M 7K 0
ALCON AG ORD SHS 204K 2K 0
ALPHABET INC CAP STK CL C 3M 18K 0
ALPHABET INC CAP STK CL A 5M 26K 0
AMAZON COM INC COM 11M 57K 0
AMERIPRISE FINL INC COM 271K 634 0
AMGEN INC COM 229K 732 0
APPLE INC COM 10M 46K 0
AUTODESK INC COM 505K 2K 0
BANK AMERICA CORP COM 262K 7K 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 364K 896 0
BLACKROCK ETF TRUST US CARBON TRANS 1M 19K 0
BLACKROCK ETF TRUST US EQT FACTOR 7M 151K 0
BLACKROCK ETF TRUST II FLEXIBLE INCOME 860K 16K 0
BLACKSTONE INC COM 201K 2K 0
BLOCK INC CL A 744K 12K 0
BOEING CO COM 263K 1K 0
BROADCOM INC COM 2M 1K 0
CAPITAL ONE FINL CORP COM 220K 2K 0
CHEVRON CORP NEW COM 225K 1K 0
COCA COLA CO COM 236K 4K 0
COPART INC COM 225K 4K 0
CORTEVA INC COM 239K 4K 0
COSTCO WHSL CORP NEW COM 311K 366 0
CROWDSTRIKE HLDGS INC CL A 494K 1K 0
DANAHER CORPORATION COM 241K 964 0
DISNEY WALT CO COM 213K 2K 0
EA SERIES TRUST ALTRIUS GBL DIV 569K 18K 0
ECOLAB INC COM 210K 882 0
ELI LILLY & CO COM 740K 817 0
FIDELITY COVINGTON TRUST MSCI INDL INDX 339K 5K 0
FIRSTENERGY CORP COM 217K 6K 0
FREEPORT-MCMORAN INC CL B 201K 4K 0
GARTNER INC COM 571K 1K 0
HOME DEPOT INC COM 612K 2K 0
INTUITIVE SURGICAL INC COM NEW 310K 697 0
INVESCO EXCH TRADED FD TR II S&P 500 HB ETF 364K 4K 0
INVESCO QQQ TR UNIT SER 1 1M 2K 0
ISHARES INC CORE MSCI EMKT 2M 35K 0
ISHARES INC ESG AWR MSCI EM 270K 8K 0
ISHARES INC MSCI EMRG CHN 3M 57K 0
ISHARES TR ESG AWR US AGRGT 227K 5K 0
ISHARES TR ESG MSCI USA ETF 724K 16K 0
ISHARES TR ESG EAFE ETF 363K 5K 0
ISHARES TR ESG ADV TTL USD 247K 6K 0
ISHARES TR MSCI USA QLT FCT 7M 39K 0
ISHARES TR ESG AWR MSCI USA 2M 20K 0
ISHARES TR ESG AWRE USD ETF 685K 30K 0
ISHARES TR US INFRASTRUC 594K 14K 0
ISHARES TR CORE TOTAL USD 9M 207K 0
ISHARES TR HDG MSCI EAFE 1M 34K 0
ISHARES TR SHRT NAT MUN ETF 504K 5K 0
ISHARES TR US TREAS BD ETF 317K 14K 0
ISHARES TR MBS ETF 2M 25K 0
ISHARES TR NATIONAL MUN ETF 9M 83K 0
ISHARES TR JPMORGAN USD EMG 226K 3K 0
ISHARES TR 10-20 YR TRS ETF 2M 15K 0
ISHARES TR MSCI KLD400 SOC 764K 7K 0
ISHARES TR CORE S&P MCP ETF 391K 7K 0
ISHARES TR S&P 500 VAL ETF 3M 16K 0
ISHARES TR CORE S&P500 ETF 26M 47K 0
ISHARES TR S&P 500 GRWT ETF 9M 95K 0
ISHARES TR RUS 1000 GRW ETF 404K 1K 0
ISHARES TR GLOBAL ENERG ETF 276K 7K 0
ISHARES TR U.S. TECH ETF 4M 23K 0
ISHARES TR EAFE VALUE ETF 3M 61K 0
ISHARES TR EAFE GRWTH ETF 6M 60K 0
ISHARES TR 20 YR TR BD ETF 1M 16K 0
ISHARES TR S&P 100 ETF 1M 4K 0
J P MORGAN EXCHANGE TRADED F BETABULDRS JAPAN 337K 6K 0
J P MORGAN EXCHANGE TRADED F BETABUILDERS CDA 217K 3K 0
JPMORGAN CHASE & CO. COM 366K 2K 0
LENNAR CORP CL A 273K 2K 0
LOWES COS INC COM 428K 2K 0
MARRIOTT INTL INC NEW CL A 222K 918 0
MARTIN MARIETTA MATLS INC COM 275K 507 0
MASTERCARD INCORPORATED CL A 1M 3K 0
MERCK & CO INC COM 260K 2K 0
META PLATFORMS INC CL A 4M 9K 0
MICROCHIP TECHNOLOGY INC. COM 235K 3K 0
MICROSOFT CORP COM 52M 116K 0
MICROSOFT CORP COM 13K 33K 0
MICROSOFT CORP COM 225K 17K 0
MICROSOFT CORP COM 503K 42K 0
MICROSOFT CORP COM 48K 4K 0
MITSUBISHI UFJ FINL GROUP IN SPONSORED ADS 144K 13K 0
MONSTER BEVERAGE CORP NEW COM 241K 5K 0
MSCI INC COM 462K 959 0
NETFLIX INC COM 2M 3K 0
NIKE INC CL B 497K 7K 0
NOVO-NORDISK A S ADR 907K 6K 0
NRX PHARMACEUTICALS INC COM NEW 37K 15K 0
NUVEEN PFD & INCOME OPPORTUN COM 358K 48K 0
NVIDIA CORPORATION COM 8M 62K 0
ONESPAWORLD HOLDINGS LIMITED COM 3M 221K 0
ORACLE CORP COM 259K 2K 0
PALO ALTO NETWORKS INC COM 586K 2K 0
PARKER-HANNIFIN CORP COM 318K 628 0
PG&E CORP COM 222K 13K 0
PHILIP MORRIS INTL INC COM 202K 2K 0
PROCTER AND GAMBLE CO COM 234K 1K 0
QUALCOMM INC COM 729K 4K 0
QUANTUMSCAPE CORP COM CL A 67K 14K 0
QURATE RETAIL INC COM SER A 6K 10K 0
RPM INTL INC COM 230K 2K 0
SALESFORCE INC COM 2M 7K 0
SCHWAB STRATEGIC TR US LRG CAP ETF 859K 13K 0
SEACOAST BKG CORP FLA COM NEW 1M 46K 0
SELECT SECTOR SPDR TR FINANCIAL 337K 8K 0
SERVICENOW INC COM 2M 2K 0
SHOPIFY INC CL A 906K 14K 0
SPDR DOW JONES INDL AVERAGE UT SER 1 756K 2K 0
SPDR S&P 500 ETF TR TR UNIT 1M 2K 0
SPDR SER TR PORT MTG BK ETF 223K 10K 0
TECHNIPFMC PLC COM 205K 8K 0
TELEDYNE TECHNOLOGIES INC COM 202K 521 0
TESLA INC COM 1M 6K 0
THE TRADE DESK INC COM CL A 411K 4K 0
THERMO FISHER SCIENTIFIC INC COM 1M 2K 0
UNITEDHEALTH GROUP INC COM 1M 2K 0
VANECK ETF TRUST HIGH YLD MUNIETF 226K 4K 0
VANGUARD INDEX FDS TOTAL STK MKT 573K 2K 0
VANGUARD INDEX FDS VALUE ETF 317K 2K 0
VANGUARD INDEX FDS MID CAP ETF 345K 1K 0
VANGUARD WORLD FD MEGA GRWTH IND 225K 715 0
VERIZON COMMUNICATIONS INC COM 271K 7K 0
VERTEX PHARMACEUTICALS INC COM 350K 747 0
VISA INC COM CL A 2M 8K 0
WELLS FARGO CO NEW COM 235K 4K 0
WILLIAMS COS INC COM 207K 5K 0
WORKDAY INC CL A 527K 2K 0
XYLEM INC COM 210K 2K 0
ZOETIS INC CL A 915K 5K 0
ZSCALER INC COM 634K 3K 0