A4 WEALTH ADVISORS LLC
Adviser information for A4 WEALTH ADVISORS LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | North Carolina, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 917 | $115.9M |
| Non-Discretionary | 158 | $21.3M |
| Total | 1,075 | $137.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 338 | $54.0M |
| HNW Individuals | 129 | $83.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 4 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesCO-ADVISOR FEES |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-125825 |
|---|---|
| SEC ERA File Number | 801-125825 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 152397 |
| Legal Entity Identifier | None |
Principal Office
16140 NORTHCROSS DRIVEHUNTERSVILLE
NC
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 704-509-1141, Fax: 704-897-0271
Chief Compliance Officer
JOHN BALCERZAK
MANAGING MEMBER
16140 NORTHCROSS DRIVE
HUNTERSVILLE
NC
United States
Tel:
704-509-1141
Fax:
704-897-0271
J*********@***********M
(Full email address available in API data)
Industry Affiliates
| A4 INSURANCE SOLUTIONS | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BALCERZAK, JOHN, BURKE | Individual | – | CCO/MANAGING MEMBER | 04/2010 | > 75% |