ALIGNE WEALTH ADVISORS INVESTMENT MANAGEMENT (AWAIM)
ALIGNE WEALTH PRESERVATION & INSURANCE SERVICES, LLC. Legal Name
Adviser information for ALIGNE WEALTH ADVISORS INVESTMENT MANAGEMENT (AWAIM) last updated from Form ADV on March 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 6 |
| Registered State Investment Advisers | 8 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 307 | $164.8M |
| Non-Discretionary | 0 | $0 |
| Total | 307 | $164.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 110 | $21.7M |
| HNW Individuals | 94 | $130.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 7 | $10.6M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $1.9M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUM |
Principal Office
1801 CENTURY PARK EASTSUITE 1440
LOS ANGELES
CA
United States
Monday - Friday, 8:30 AM - 5:00 PM
Tel: (310) 795-0622, Fax: None
Websites
twitter.com/ivan_m_illan
www.youtube.com/channel/ucbmls6i5yq2ssfjls9_y9og
www.linkedin.com/in/ivanillan/
podcasts.apple.com/ca/podcast/deep-economic-thoughts/id1082165370
www.instagram.com/aligne_wealth/ https://linktr.ee/awaim
www.linkedin.com/company/aligne-wealth-preservation-&-insurance-services-llc/
www.alignewealth.com/
www.facebook.com/alignewealthllc/
Chief Compliance Officer
IVAN ILLAN
FOUNDER, CHIEF INVESTMENT OFFICER, MEMBER
1801 CENTURY PARK EAST
SUITE 1440
LOS ANGELES
CA
United States
Tel:
(310) 795-0622
I***@******************M
(Full email address available in API data)
Regulatory Contact
CHRIS STANLEY
FOUNDING PRINCIPAL, BEACH STREET LEGAL
PO BOX 31681
DES PERES
MO
United States
Tel:
(314) 441-6191
T***@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ILLAN, IVAN, MANUEL | Individual | – | CCO, FOUNDER, CIO, MEMBER | 03/2012 | > 75% |