RESOLUTE WEALTH STRATEGIES, LLC
Adviser information for RESOLUTE WEALTH STRATEGIES, LLC last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | Mississippi, United States |
Employees
Total Number of Employees | 5 |
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Investment Advisory/Research | 4 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 4 |
Licensed Agents of an Insurance Company | 3 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 584 | $259.2M |
Non-Discretionary | 0 | $0 |
Total | 584 | $259.2M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 107 | $18.8M |
HNW Individuals | 132 | $221.6M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 9 | $9.5M |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 4 | $9.3M |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 1-10 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
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Compensation | % of AUMFixed fees |
Other Business Activities | Insurance broker or agent |
Principal Office
4400 OLD CANTON RD.SUITE 210
JACKSON
MS
United States
Monday - Friday, 8:00 TO 5:00
Tel: 601-952-8850, Fax: None
Chief Compliance Officer
ANDREW WARNING
255 EAST FIFTH STREET
SUITE 1900
CINCINNATI
OH
United States
Tel:
513-832-5463
Fax:
513-977-8141
A***********@*****************************M
(Full email address available in API data)
Regulatory Contact
MICHAEL PUCKETT
CHIEF INVESTMENT OFFICER
4400 OLD CANTON RD.
SUITE 210
JACKSON
MS
United States
Tel:
601-952-8850
M******@*********************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
BURNETT, PHILLIP, CROWELL | Individual | – | CHIEF EXECUTIVE OFFICER | 07/2022 | 50-75% |
ALLEY, CHARLES, WARWICK | Individual | – | PRESIDENT AND CHIEF FINANCIAL OFFICER | 07/2022 | 25-50% |
Puckett, Michael, A | Individual | – | CHIEF INVESTMENT OFFICER | 07/2022 | 5-10% |
WARNING, ANDREW, S | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2022 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
AMAZON COM INC COM | Stock | 9M | 45K | – |
INVESCO QQQ TRUST SERIES I | ETF | 597K | 1K | – |
JOHNSON & JOHNSON COM | Stock | 307K | 2K | – |
WASTE MGMT INC DEL COM | Stock | 435K | 2K | – |
HCA HEALTHCARE INC COM | Stock | 391K | 1K | – |
PROCTER AND GAMBLE CO COM | Stock | 524K | 3K | – |
COCA COLA CO COM | Stock | 424K | 7K | – |
ISHARES SILVER TRUST | ETF | 740K | 28K | – |
MERCK & CO INC COM | Stock | 944K | 8K | – |
SPDR S&P 500 ETF TRUST | ETF | 4M | 7K | – |
VALVOLINE INC COM | Stock | 217K | 5K | – |
SHERWIN WILLIAMS CO COM | Stock | 368K | 1K | – |
HOME DEPOT INC COM | Stock | 500K | 1K | – |
HEALTH CARE SELECT SECTOR SPDR FUND | ETF | 436K | 3K | – |
SPDR GOLD SHARES | ETF | 5M | 22K | – |
FORTINET INC COM | Stock | 301K | 5K | – |
BERKSHIRE HATHAWAY INC DEL CL B NEW | Stock | 5M | 12K | – |
ALPHABET INC CAP STK CL A | Stock | 2M | 10K | – |
PRINCIPAL FINANCIAL GROUP INC COM | Stock | 351K | 4K | – |
HALLIBURTON CO COM | Stock | 271K | 8K | – |
CSX CORP COM | Stock | 219K | 7K | – |
MICROSOFT CORP COM | Stock | 3M | 7K | – |
FIRST HORIZON CORPORATION COM | Stock | 167K | 11K | – |
MURPHY OIL CORP COM | Stock | 1M | 28K | – |
EASTGROUP PPTYS INC COM | REIT | 339K | 2K | – |
VANGUARD HEALTH CARE ETF | ETF | 612K | 2K | – |
VANGUARD INFORMATION TECHNOLOGY ETF | ETF | 286K | 496 | – |
DEFIANCE CONNECTIVE TECHNOLOGIES ETF | ETF | 212K | 5K | – |
SERVISFIRST BANCSHARES INC COM | Stock | 405K | 6K | – |
ELI LILLY & CO COM | Stock | 958K | 1K | – |
LEIDOS HOLDINGS INC COM | Stock | 744K | 5K | – |
VANGUARD RUSSELL 1000 GROWTH ETF | ETF | 716K | 8K | – |
VANGUARD RUSSELL 1000 VALUE ETF | ETF | 453K | 6K | – |
CHIPOTLE MEXICAN GRILL INC COM | Stock | 1M | 19K | – |
JPMORGAN EQUITY PREMIUM INCOME ETF | ETF | 1M | 22K | – |
ISHARES SELECT DIVIDEND ETF | ETF | 735K | 6K | – |
MARATHON PETE CORP COM | Stock | 404K | 2K | – |
MARKFORGED HOLDING CORPORATION COM | Stock | 7K | 17K | – |
VISA INC COM CL A | Stock | 878K | 3K | – |
TRUSTMARK CORP COM | Stock | 289K | 10K | – |
BLACKSTONE SECD LENDING FD COMMON STOCK | CEF | 6M | 208K | – |
VANGUARD GROWTH ETF | ETF | 296K | 792 | – |
JPMORGAN INCOME ETF | ETF | 292K | 6K | – |
VANECK SEMICONDUCTOR ETF | ETF | 213K | 818 | – |
META PLATFORMS INC CL A | Stock | 715K | 1K | – |
JPMORGAN ACTIVE VALUE ETF | ETF | 3M | 58K | – |
JPMORGAN ACTIVE GROWTH ETF | ETF | 4M | 50K | – |
MONDELEZ INTL INC CL A | Stock | 204K | 3K | – |
WORKDAY INC CL A | Stock | 579K | 3K | – |
MOODYS CORP COM | Stock | 253K | 600 | – |
NVIDIA CORPORATION COM | Stock | 9M | 76K | – |
GENUINE PARTS CO COM | Stock | 220K | 2K | – |
ABBVIE INC COM | Stock | 644K | 4K | – |
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS | ADR | 7M | 38K | – |
BLACKSTONE INC COM | Stock | 3M | 28K | – |
MCDONALDS CORP COM | Stock | 228K | 895 | – |
JPMORGAN ACTIVE BOND ETF | ETF | 201K | 4K | – |
ADVANCED MICRO DEVICES INC COM | Stock | 390K | 2K | – |
AT&T INC COM | Stock | 3M | 131K | – |
ENERGY SELECT SECTOR SPDR FUND | ETF | 420K | 5K | – |
CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND | ETF | 268K | 1K | – |
ISHARES U.S. TECHNOLOGY ETF | ETF | 240K | 2K | – |
ISHARES SEMICONDUCTOR ETF | ETF | 930K | 4K | – |
ROBO GLOBAL ROBOTICS & AUTOMATION INDEX ETF | ETF | 532K | 10K | – |
ISHARES S&P 500 VALUE ETF | ETF | 5M | 25K | – |
ISHARES S&P 500 GROWTH ETF | ETF | 8M | 87K | – |
ISHARES CORE S&P 500 ETF | ETF | 562K | 1K | – |
UNION PAC CORP COM | Stock | 571K | 3K | – |
JPMORGAN CHASE & CO. COM | Stock | 3M | 14K | – |
CHEVRON CORP NEW COM | Stock | 501K | 3K | – |
BANK AMERICA CORP COM | Stock | 405K | 10K | – |
SPDR S&P DIVIDEND ETF | ETF | 491K | 4K | – |
WALMART INC COM | Stock | 1M | 17K | – |
INTERNATIONAL BUSINESS MACHS COM | Stock | 281K | 2K | – |
RTX CORPORATION COM | Stock | 268K | 3K | – |
PFIZER INC COM | Stock | 233K | 8K | – |
CATERPILLAR INC COM | Stock | 5M | 15K | – |
ALPHABET INC CAP STK CL C | Stock | 4M | 24K | – |
AMERICAN EXPRESS CO COM | Stock | 793K | 3K | – |
RENASANT CORP COM | Stock | 2M | 76K | – |
AMGEN INC COM | Stock | 3M | 10K | – |
FIRST TRUST NYSE ARCA BIOTECHNOLOGY INDEX FUND | ETF | 219K | 1K | – |
FIRST TRUST DOW JONES INTERNET INDEX FUND | ETF | 2M | 8K | – |
VANGUARD DIVIDEND APPRECIATION ETF | ETF | 216K | 1K | – |
ISHARES U.S. BROKER-DEALERS & SECURITIES EXCHANGES ETF | ETF | 293K | 3K | – |
DNP SELECT INCOME FD INC COM | CEF | 315K | 38K | – |
MURPHY USA INC COM | Stock | 554K | 1K | – |
FIDELITY TOTAL BOND ETF | ETF | 12M | 266K | – |
EXXON MOBIL CORP COM | Stock | 2M | 21K | – |
UNITEDHEALTH GROUP INC COM | Stock | 923K | 2K | – |
LOWES COS INC COM | Stock | 531K | 2K | – |
SHOPIFY INC CL A | Stock | 2M | 33K | – |
NOVO-NORDISK A S ADR | ADR | 243K | 2K | – |
APPLE INC COM | Stock | 29M | 137K | – |
UNITED CMNTY BKS BLAIRSVLE GA COM | Stock | 254K | 10K | – |