RESOLUTE WEALTH STRATEGIES, LLC

Adviser information for RESOLUTE WEALTH STRATEGIES, LLC last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Mississippi, United States

Employees

Total Number of Employees 5
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 3
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 584 $259.2M
Non-Discretionary 0 $0
Total 584 $259.2M

Clients

Type Number RAUM
Individuals 107 $18.8M
HNW Individuals 132 $221.6M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 9 $9.5M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 4 $9.3M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services
Compensation % of AUMFixed fees
Other Business Activities Insurance broker or agent

Identifiers

SEC RIA File Number 801-125835
SEC ERA File Number 801-125835
SEC CIK Numbers 1973981
SEC CRD Numbers 318599
Legal Entity Identifier None

Principal Office

4400 OLD CANTON RD.
SUITE 210
JACKSON
MS
United States
Monday - Friday, 8:00 TO 5:00
Tel: 601-952-8850, Fax: None

Chief Compliance Officer

ANDREW WARNING
255 EAST FIFTH STREET
SUITE 1900
CINCINNATI
OH
United States
Tel: 513-832-5463
Fax: 513-977-8141
(Full email address available in API data)

Regulatory Contact

MICHAEL PUCKETT
CHIEF INVESTMENT OFFICER
4400 OLD CANTON RD.
SUITE 210
JACKSON
MS
United States
Tel: 601-952-8850
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
BURNETT, PHILLIP, CROWELL Individual CHIEF EXECUTIVE OFFICER 07/2022 50-75%
ALLEY, CHARLES, WARWICK Individual PRESIDENT AND CHIEF FINANCIAL OFFICER 07/2022 25-50%
Puckett, Michael, A Individual CHIEF INVESTMENT OFFICER 07/2022 5-10%
WARNING, ANDREW, S Individual CHIEF COMPLIANCE OFFICER 07/2022 < 5%

No. Employees, Historic

105020222023202420252 on 5/9/20222 on 5/17/20225 on 7/1/20225 on 7/7/20225 on 10/3/20225 on 3/28/20235 on 3/29/20235 on 8/24/20235 on 3/14/20245 on 3/15/2024

RAUM, Historic

300M150M020222023202420250 on 5/9/20220 on 5/17/20220 on 7/1/20220 on 7/7/2022187834898 on 10/3/2022227966725 on 3/28/2023227966725 on 3/29/2023227966725 on 8/24/2023259163720 on 3/14/2024259163720 on 3/15/2024

No. Clients, Historic

300150020222023202420250 on 5/9/20220 on 5/17/20220 on 7/1/20220 on 7/7/2022274 on 10/3/2022230 on 3/28/2023230 on 3/29/2023230 on 8/24/2023252 on 3/14/2024252 on 3/15/2024

Holdings

From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AMAZON COM INC COM Stock 9M 45K
INVESCO QQQ TRUST SERIES I ETF 597K 1K
JOHNSON & JOHNSON COM Stock 307K 2K
WASTE MGMT INC DEL COM Stock 435K 2K
HCA HEALTHCARE INC COM Stock 391K 1K
PROCTER AND GAMBLE CO COM Stock 524K 3K
COCA COLA CO COM Stock 424K 7K
ISHARES SILVER TRUST ETF 740K 28K
MERCK & CO INC COM Stock 944K 8K
SPDR S&P 500 ETF TRUST ETF 4M 7K
VALVOLINE INC COM Stock 217K 5K
SHERWIN WILLIAMS CO COM Stock 368K 1K
HOME DEPOT INC COM Stock 500K 1K
HEALTH CARE SELECT SECTOR SPDR FUND ETF 436K 3K
SPDR GOLD SHARES ETF 5M 22K
FORTINET INC COM Stock 301K 5K
BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 5M 12K
ALPHABET INC CAP STK CL A Stock 2M 10K
PRINCIPAL FINANCIAL GROUP INC COM Stock 351K 4K
HALLIBURTON CO COM Stock 271K 8K
CSX CORP COM Stock 219K 7K
MICROSOFT CORP COM Stock 3M 7K
FIRST HORIZON CORPORATION COM Stock 167K 11K
MURPHY OIL CORP COM Stock 1M 28K
EASTGROUP PPTYS INC COM REIT 339K 2K
VANGUARD HEALTH CARE ETF ETF 612K 2K
VANGUARD INFORMATION TECHNOLOGY ETF ETF 286K 496
DEFIANCE CONNECTIVE TECHNOLOGIES ETF ETF 212K 5K
SERVISFIRST BANCSHARES INC COM Stock 405K 6K
ELI LILLY & CO COM Stock 958K 1K
LEIDOS HOLDINGS INC COM Stock 744K 5K
VANGUARD RUSSELL 1000 GROWTH ETF ETF 716K 8K
VANGUARD RUSSELL 1000 VALUE ETF ETF 453K 6K
CHIPOTLE MEXICAN GRILL INC COM Stock 1M 19K
JPMORGAN EQUITY PREMIUM INCOME ETF ETF 1M 22K
ISHARES SELECT DIVIDEND ETF ETF 735K 6K
MARATHON PETE CORP COM Stock 404K 2K
MARKFORGED HOLDING CORPORATION COM Stock 7K 17K
VISA INC COM CL A Stock 878K 3K
TRUSTMARK CORP COM Stock 289K 10K
BLACKSTONE SECD LENDING FD COMMON STOCK CEF 6M 208K
VANGUARD GROWTH ETF ETF 296K 792
JPMORGAN INCOME ETF ETF 292K 6K
VANECK SEMICONDUCTOR ETF ETF 213K 818
META PLATFORMS INC CL A Stock 715K 1K
JPMORGAN ACTIVE VALUE ETF ETF 3M 58K
JPMORGAN ACTIVE GROWTH ETF ETF 4M 50K
MONDELEZ INTL INC CL A Stock 204K 3K
WORKDAY INC CL A Stock 579K 3K
MOODYS CORP COM Stock 253K 600
NVIDIA CORPORATION COM Stock 9M 76K
GENUINE PARTS CO COM Stock 220K 2K
ABBVIE INC COM Stock 644K 4K
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS ADR 7M 38K
BLACKSTONE INC COM Stock 3M 28K
MCDONALDS CORP COM Stock 228K 895
JPMORGAN ACTIVE BOND ETF ETF 201K 4K
ADVANCED MICRO DEVICES INC COM Stock 390K 2K
AT&T INC COM Stock 3M 131K
ENERGY SELECT SECTOR SPDR FUND ETF 420K 5K
CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND ETF 268K 1K
ISHARES U.S. TECHNOLOGY ETF ETF 240K 2K
ISHARES SEMICONDUCTOR ETF ETF 930K 4K
ROBO GLOBAL ROBOTICS & AUTOMATION INDEX ETF ETF 532K 10K
ISHARES S&P 500 VALUE ETF ETF 5M 25K
ISHARES S&P 500 GROWTH ETF ETF 8M 87K
ISHARES CORE S&P 500 ETF ETF 562K 1K
UNION PAC CORP COM Stock 571K 3K
JPMORGAN CHASE & CO. COM Stock 3M 14K
CHEVRON CORP NEW COM Stock 501K 3K
BANK AMERICA CORP COM Stock 405K 10K
SPDR S&P DIVIDEND ETF ETF 491K 4K
WALMART INC COM Stock 1M 17K
INTERNATIONAL BUSINESS MACHS COM Stock 281K 2K
RTX CORPORATION COM Stock 268K 3K
PFIZER INC COM Stock 233K 8K
CATERPILLAR INC COM Stock 5M 15K
ALPHABET INC CAP STK CL C Stock 4M 24K
AMERICAN EXPRESS CO COM Stock 793K 3K
RENASANT CORP COM Stock 2M 76K
AMGEN INC COM Stock 3M 10K
FIRST TRUST NYSE ARCA BIOTECHNOLOGY INDEX FUND ETF 219K 1K
FIRST TRUST DOW JONES INTERNET INDEX FUND ETF 2M 8K
VANGUARD DIVIDEND APPRECIATION ETF ETF 216K 1K
ISHARES U.S. BROKER-DEALERS & SECURITIES EXCHANGES ETF ETF 293K 3K
DNP SELECT INCOME FD INC COM CEF 315K 38K
MURPHY USA INC COM Stock 554K 1K
FIDELITY TOTAL BOND ETF ETF 12M 266K
EXXON MOBIL CORP COM Stock 2M 21K
UNITEDHEALTH GROUP INC COM Stock 923K 2K
LOWES COS INC COM Stock 531K 2K
SHOPIFY INC CL A Stock 2M 33K
NOVO-NORDISK A S ADR ADR 243K 2K
APPLE INC COM Stock 29M 137K
UNITED CMNTY BKS BLAIRSVLE GA COM Stock 254K 10K