KANANI ADVISORY GROUP INC.
Adviser information for KANANI ADVISORY GROUP INC. last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 839 | $138.7M |
| Non-Discretionary | 177 | $21.5M |
| Total | 1,016 | $160.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 384 | $97.2M |
| HNW Individuals | 29 | $59.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 5 | $2.9M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 1 | $216,648 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-125845 |
|---|---|
| SEC ERA File Number | 801-125845 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 288314 |
| Legal Entity Identifier | None |
Principal Office
16510 BAKE PARKWAYSUITE 100
IRVINE
CA
United States
NOT APPLICABLE - OFFICE VISITS BY APPOINTMENT ONLY, NOT APPLICABLE - OFFICE VISITS BY APPOINTMENT ONLY
Tel: (949) 502-7001, Fax: (949) 502-7006
Chief Compliance Officer
NAVID "DAVID" KANANI
PRESIDENT & CHIEF COMPLIANCE OFFICER
16510 BAKE PARKWAY
IRVINE
CA
United States
Tel:
(949) 502-7001
Fax:
(949) 502-7006
D******@**********************M
(Full email address available in API data)
Regulatory Contact
VERONICA FELIPE
DIRECTOR OF BUSINESS
16510 BAKE PARKWAY
IRVINE
CA
United States
Tel:
(949) 502-7001
Fax:
(949) 502-7006
O*********@**********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KANANI, NAVID, NMN | Individual | – | PRESIDENT & CHIEF COMPLIANCE OFFICER | 05/2017 | > 75% |