WEINGARTEN ASSOCIATES, L.L.C.
Adviser information for WEINGARTEN ASSOCIATES, L.L.C. last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Jersey, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 342 | $131.5M |
| Non-Discretionary | 8 | $2.9M |
| Total | 350 | $134.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 10 | $5.5M |
| HNW Individuals | 53 | $128.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $52,256 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | Hourly chargesFixed fees |
| Other Business Activities | Accountant or accounting firm |
Identifiers
| SEC RIA File Number | 801-125854 |
|---|---|
| SEC ERA File Number | 801-125854 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 127718 |
| Legal Entity Identifier | None |
Principal Office
11 OVERLOOK WAYLAWRENCEVILLE
NJ
United States
Monday - Friday, 9AM-5PM
Tel: 609-620-1770, Fax: 609-288-8460
Chief Compliance Officer
KEN WEINGARTEN
PRINCIPAL
11 OVERLOOK WAY
LAWRENCEVILLE
NJ
United States
Tel:
609-620-1770
Regulatory Contact
KEN WEINGARTEN
PRESIDENT OF FINANCIAL PLANNING SERVICES
11 OVERLOOK WAY
LAWRENCEVILLE
NJ
United States
Tel:
609-620-1770
Fax:
609-288-8460
K**@***********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WEINGARTEN, KENNETH, JAY | Individual | – | PRESIDENT OF FINANCIAL PLANNING SERVICES, CCO | 05/2003 | 50-75% |
| WEINGARTEN, TRINA, MICHELLE | Individual | – | PRESIDENT OF TAX SERVICES | 05/2003 | 50-75% |