INBALANCE ADVISORS, LLC
Adviser information for INBALANCE ADVISORS, LLC last updated from Form ADV on March 30th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $849,804 |
| Non-Discretionary | 0 | $0 |
| Total | 4 | $849,804 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $849,804 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 849,804 |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| FIDELITY MANAGED ACCOUNT XCHANGE | FIDELITY INSTITUTIONAL WEALTH ADVISER LLC |
Identifiers
| SEC RIA File Number | 801-125857 |
|---|---|
| SEC ERA File Number | 801-125857 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 321698 |
| Legal Entity Identifier | None |
Principal Office
10635 SANTA MONICA BLVDSUITE 240
LOS ANGELES
CA
United States
Monday - Friday, 8:00 AM TO 4:00 PM
Tel: 424-372-1775, Fax: None
Websites
Chief Compliance Officer
DANIEL KELSO
10635 SANTA MONICA BLVD
SUITE 240
LOS ANGELES
CA
United States
Tel:
424-372-1775
D*****@****************M
(Full email address available in API data)
Industry Affiliates
| ADVANCED RESEARCH INVESTMENT SOLUTIONS, LLC | Other investment adviser, including financial planners |
| EVOKE ADVISORS | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| EVOKE GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| EVOKE HOLDINGS, LLC | Domestic Entity | – | MANAGING MEMBER | 04/2022 | > 75% |
| HOU, DAVID, CHIH | Individual | – | MANAGING PARTNER | 04/2022 | < 5% |
| SEAR, MARK, ELLIOTT | Individual | – | MANAGING PARTNER | 04/2022 | < 5% |
| EAGLE, JANE, FRANCES | Individual | – | CFO, COO | 04/2022 | < 5% |
| SHAHIDI, ALEX, NMN | Individual | – | MANAGING PARTNER | 04/2022 | < 5% |
| KELSO, DANIEL, ARLIN | Individual | – | CCO | 04/2022 | < 5% |
| HOU, DAVID, CHIH | Individual | EVOKE HOLDINGS, LLC | MANAGING PARTNER | 05/2019 | 25-50% |
| SHAHIDI, ALEX, NMN | Individual | EVOKE HOLDINGS, LLC | MANAGING MEMBER | 06/2022 | 25-50% |