WHEELHOUSE ADVISORY GROUP, LLC
Adviser information for WHEELHOUSE ADVISORY GROUP, LLC last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Missouri, United States |
Employees
| Total Number of Employees | 19 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,601 | $180.9M |
| Non-Discretionary | 0 | $0 |
| Total | 1,601 | $180.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 407 | $126.9M |
| HNW Individuals | 38 | $54.0M |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $0 |
| Charitable organizations | <5 | $0 |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | <5 | $0 |
| Other | <5 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 445 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMCommissionsON OCCASION, NEGOTIATED FLAT QUARTERLY FEE |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-125869 |
|---|---|
| SEC ERA File Number | 801-125869 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 312806 |
| Legal Entity Identifier | None |
Principal Office
12250 WEBER HILL ROAD SUITE 305ST. LOUIS
MO
United States
Monday - Friday, BY APPOINTMENT
Tel: 636-400-7889, Fax: 636-764-0875
Chief Compliance Officer
STACEY CHEEK
12250 WEBER HILL ROAD SUITE 305
ST. LOUIS
MO
United States
Tel:
636-400-7889
S*****@***********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GHOSH, RISHI | Individual | – | MANAGING MEMBER | 10/2020 | > 75% |
| CHEEK, STACEY, LEIGH | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2021 | < 5% |