MANGAN WEALTH MANAGEMENT
MANGAN WEALTH MANAGEMENT, INC. Legal Name
Adviser information for MANGAN WEALTH MANAGEMENT last updated from Form ADV on February 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Washington, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 158 | $144.0M |
| Non-Discretionary | 0 | $0 |
| Total | 158 | $144.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 100 | $42.0M |
| HNW Individuals | 58 | $102.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 158 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMHourly charges |
| Other Business Activities | Accountant or accounting firmCPA |
Identifiers
| SEC RIA File Number | 801-125876 |
|---|---|
| SEC ERA File Number | 801-125876 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 143863 |
| Legal Entity Identifier | None |
Principal Office
2611 NE 113TH STSUITE 300
SEATTLE
WA
United States
Monday - Friday, 9-5
Tel: 206-441-1980, Fax: 206-219-6699
Websites
Chief Compliance Officer
RICK MANGAN
2611 NE 113TH STREET
SUITE 300
SEATTLE
WA
United States
Tel:
2064411980
R***@***********M
(Full email address available in API data)
Regulatory Contact
RICK MANGAN
PRESIDENT
2611 NE 113TH ST
SUITE 300
SEATTLE
WA
United States
Tel:
206-441-1980
R***@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MANGAN, FREDERICK, K | Individual | – | PRESIDENT, CCO | 01/2005 | > 75% |