ENZA FINANCIAL, LLC
Adviser information for ENZA FINANCIAL, LLC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 6 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 5 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 234 | $130.0M |
| Non-Discretionary | 0 | $0 |
| Total | 234 | $130.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 114 | $18.9M |
| HNW Individuals | 33 | $92.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 5 | $11.7M |
| Charitable organizations | <5 | $1.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $5.6M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesEducational seminars/workshopsADVISORY CONSULTING |
|---|---|
| Compensation | % of AUMHourly chargesTIERED FEES FOR LEVELS OF FINANCIAL PLANNING SERVICES |
Identifiers
| SEC RIA File Number | 801-125885 |
|---|---|
| SEC ERA File Number | 801-125885 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 315827 |
| Legal Entity Identifier | None |
Principal Office
6450 ROCKSIDE WOODS BLVD SSUITE 150
INDEPENDENCE
OH
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: 216-236-0700, Fax: 216-264-8077
Chief Compliance Officer
KATIE REED
6450 ROCKSIDE WOODS BLVD S
SUITE 150
INDEPENDENCE
OH
United States
Tel:
216-236-0700
Fax:
216-264-8077
K****@****************M
(Full email address available in API data)
Regulatory Contact
LINDA CAHILL
PRINCIPAL
6450 ROCKSIDE WOODS BLVD S
SUITE 150
INDEPENDENCE
OH
United States
Tel:
216-236-0700
Fax:
216-264-8077
L******@****************M
(Full email address available in API data)
Industry Affiliates
| ENZA INSURANCE | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CREA, JOSEPH, ROSS | Individual | – | PRESIDENT | 08/2014 | 25-50% |
| CAHILL, LINDA, ANN | Individual | – | PRINCIPAL | 08/2014 | 25-50% |
| FISCHER, SCOTT, GERALD | Individual | – | SENIOR INVESTMENT CONSULTANT | 08/2014 | 5-10% |
| Reed, Katherine, E | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2021 | < 5% |
| MILLEN, CHRISTINE, WILLIAMS | Individual | – | PRINCIPAL | 01/2022 | < 5% |