QUANTUM FINANCIAL ADVISORS INC
Adviser information for QUANTUM FINANCIAL ADVISORS INC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 8 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 251 | $102.2M |
| Non-Discretionary | 81 | $40.9M |
| Total | 332 | $143.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 81 | $38.8M |
| HNW Individuals | 251 | $102.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $2.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-125887 |
|---|---|
| SEC ERA File Number | 801-125887 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 113563 |
| Legal Entity Identifier | None |
Principal Office
51 MONROE STREETSUITE 1902
ROCKVILLE
MD
United States
Monday - Friday, 10:00 AM TO 4:00 PM
Tel: 301-296-6203, Fax: 202-955-9204
Chief Compliance Officer
JOSEPH F. RINALDI
PRESIDENT & CIO
51 MONROE STREET
SUITE 1902
ROCKVILLE
MD
United States
Tel:
301-296-6203
Fax:
202-955-9204
J*******@*********M
(Full email address available in API data)
Industry Affiliates
| MARTIN & ASSOCIATES, LTD | Accountant or accounting firm |
| PRO FINANCE ACCOUNTING AND TAX SERVICES | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RINALDI, III, JOSEPH, FRANCIS | Individual | – | PRESIDENT, CHIEF COMPLIANCE OFFICER & CHIEF INVESTMENT OFFICER | 06/1996 | > 75% |