PROTA FINANCIAL

PROTA FINANCIAL, LLC Legal Name

Adviser information for PROTA FINANCIAL last updated from Form ADV on February 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Texas, United States

Employees

Total Number of Employees	12
Investment Advisory/Research	12
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	12
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	2

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	1,324	$182.0M
Non-Discretionary	0	$0
Total	1,324	$182.0M

Clients

Type	Number	RAUM
Individuals	449	$91.4M
HNW Individuals	62	$90.3M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	<5	$282,321
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	1
No. of Financial Planning Clients	0

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)
Compensation	% of AUM

Identifiers

SEC RIA File Number	801-125895
SEC ERA File Number	801-125895
SEC CIK Numbers	None
SEC CRD Numbers	283776
Legal Entity Identifier	None

Principal Office

1980 POST OAK BLVD
SUITE 100
HOUSTON
TX
United States

Monday - Friday, BY APPOINTMENT ONLY

Tel: 713-568-8171, Fax: None

Websites

www.linkedin.com/in/lindsey-elliff-657560a0/ www.linkedin.com/in/adamleepatten/ www.linkedin.com/company/prota-financial/ library.protafinancial.com/ twitter.com/protafin?lang=en www.protafinancial.com www.facebook.com/protafin/ www.linkedin.com/in/art91/ www.linkedin.com/in/katie-morrison-025a69100/ www.linkedin.com/in/jason-xu-425461230/ www.linkedin.com/in/mradulovich/ www.linkedin.com/in/japan/ www.linkedin.com/in/andrewedwards6/ www.linkedin.com/in/taylor-drapela-b971b852/ www.linkedin.com/in/mark-jiro-31400789/ www.linkedin.com/in/fernando-diaz-6267871/ www.linkedin.com/in/jeffrey-fisher1996/ www.linkedin.com/in/katie-morrison-025a69100/

Chief Compliance Officer

MARK RADULOVICH

MANAGING MEMBER

1980 POST OAK BLVD

SUITE 100

HOUSTON

United States

Tel: 713-568-8171

M***@*****************M

(Full email address available in API data)

Regulatory Contact

CATHY VASILEV

CONSULTANT

1320 ARROW POINT DRIVE

STE. 411

CEDAR PARK

United States

Tel: 888-302-4594

Fax: 512-842-7497

C*******@*******************M

(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name	Type	Assets $USD	Min Investment $USD	No. Owners