STRIVE ASSET MANAGEMENT
STRIVE ASSET MANAGEMENT, LLC Legal Name
Adviser information for STRIVE ASSET MANAGEMENT last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | Ohio, United States |
Employees
Total Number of Employees | 45 |
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Investment Advisory/Research | 4 |
Registered Broker-Dealer Representatives | 11 |
Registered State Investment Advisers | 7 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 12 | $1.1B |
Non-Discretionary | 0 | $0 |
Total | 12 | $1.1B |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 11 | $1.1B |
Business development companies | 0 | $0 |
Pooled investment vehicles | 1 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 0 |
Services
Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehicles |
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Compensation | % of AUM |
Identifiers
SEC RIA File Number | 801-125907 |
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SEC ERA File Number | 801-125907 |
SEC CIK Numbers | None |
SEC CRD Numbers | 322039 |
Legal Entity Identifier | None |
Principal Office
6555 LONGSHORE STREETSUITE 220
DUBLIN
OH
United States
Monday - Friday, 8:30 - 5:00
Tel: 614-704-0187, Fax: None
Chief Compliance Officer
DONALD MCARDLE
6555 LONGSHORE STREET
SUITE 220
DUBLIN
OH
United States
Tel:
614-704-0187
D**********@*********M
(Full email address available in API data)
Regulatory Contact
ALEXANDRA GAISER
GENERAL COUNSEL
6555 LONGSHORE STREET
SUITE 220
DUBLIN
OH
United States
Tel:
614-869-9100
A***************@*********M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
STRIVE ENTERPRISES, INC | Domestic Entity | – | SOLE MEMBER | 05/2022 | > 75% |
RAMASWAMY, VIVEK, GANAPATHY | Individual | STRIVE ENTERPRISES, INC | MAJORITY SHAREHOLDER | 01/2022 | 50-75% |
PHAM, BENJAMIN, BARTLEY | Individual | – | MANAGER AND CHIEF OPERATING OFFICER | 05/2022 | < 5% |
COLE, MATTHEW, RYAN | Individual | – | MANAGER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, AND PRESIDENT | 02/2023 | < 5% |
MCARDLE, DON, LEE | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2023 | < 5% |
GAISER, ALEXANDRA, HARRISON | Individual | – | GENERAL COUNSEL | 10/2023 | < 5% |