RSD ADVISORS
RSD ADVISORS, LLC Legal Name
Adviser information for RSD ADVISORS last updated from Form ADV on February 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 1 |
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Investment Advisory/Research | 1 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 1 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 61 | $43.6M |
Non-Discretionary | 1 | $391,812 |
Total | 62 | $44.0M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 12 | $6.6M |
HNW Individuals | 11 | $37.0M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | <5 | $391,812 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 1-10 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
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Compensation | % of AUMFixed fees |
Identifiers
SEC RIA File Number | 801-125917 |
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SEC ERA File Number | 801-125917 |
SEC CIK Numbers | None |
SEC CRD Numbers | 152447 |
Legal Entity Identifier | None |
Principal Office
25 PLAZA STREET WESTAPT 4H
BROOKLYN
NY
United States
Monday - Friday, 9AM-5PM
Tel: 347-689-2237, Fax: None
Chief Compliance Officer
RICHARD DASKIN
PRESIDENT, CIO,CCO
25 PLAZA STREET WEST
APT 4H
BROOKLYN
NY
United States
Tel:
347-689-2237
R******@**************T
(Full email address available in API data)
Regulatory Contact
RICHARD S DASKIN
CIO,CCO
PLAZA STREET WEST
25
BROOKLYN
NY
United States
Tel:
9175331025
R****@************T
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
DASKIN, RICHARD, SCOTT | Individual | – | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 11/2009 | > 75% |