WISERADVISOR PALADIN
RESPOND.COM, INC. Legal Name
Adviser information for WISERADVISOR PALADIN last updated from Form ADV on February 9th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 15 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Selection of other advisers (including private fund managers) |
|---|---|
| Compensation | REFERRAL FEES |
Identifiers
| SEC RIA File Number | 801-125919 |
|---|---|
| SEC ERA File Number | 801-125919 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 321249 |
| Legal Entity Identifier | None |
Principal Office
12150 MONUMENT DRIVE#700
FAIRFAX
VA
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: (703) 651-2060, Fax: None
Websites
addfinancialadvisors.com/
www.financialplanners.net/
www.facebook.com/wiseradvisor
www.financialadvisor.net/
www.retirementplanning.net/
www.wiseradvisor.com/
www.paladinregistry.com/
twitter.com/paladinregistry
www.facebook.com/paladinregistry/
www.linkedin.com/company/wiseradvisor/
twitter.com/wiseradvisor
www.rothira.org/
indyfin.com/
Chief Compliance Officer
RISHI BHARATHAN
CEO
12150 MONUMENT DRIVE
#700
FAIRFAX
VA
United States
Tel:
(703) 651-2060
R**************@***************M
(Full email address available in API data)
Regulatory Contact
CHRIS STANLEY
FOUNDING PRINCIPAL, BEACH STREET LEGAL
PO BOX 31681
DES PERES
MO
United States
Tel:
(314) 441-6191
T***@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| bharathan, Rishi | Individual | – | CEO, CCO | 01/2016 | < 5% |
| Jain, Atul | Individual | – | SHAREHOLDER | 01/1999 | > 75% |