Hedge Fund Database

ROOT FINANCIAL PARTNERS

ROOT FINANCIAL PARTNERS, LLC Legal Name

Adviser information for ROOT FINANCIAL PARTNERS last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location California, United States

Employees

Total Number of Employees 15
Investment Advisory/Research 9
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 9
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,229 $399.2M
Non-Discretionary 0 $0
Total 1,229 $399.2M

Clients

Type Number RAUM
Individuals 225 $99.1M
HNW Individuals 124 $290.8M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 8 $9.4M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-125945
SEC ERA File Number 801-125945
SEC CIK Numbers 1977181
SEC CRD Numbers 290289
Legal Entity Identifier None

Principal Office

125 SOUTH HWY 101 SUITE 101
SOLANA BEACH
CA
United States
BY APPOINTMENT ONLY, BY APPOINTMENT ONLY
Tel: (760) 452-0720, Fax: None

Websites

www.instagram.com/rootfinancialpartners/ www.linkedin.com/in/jamesconole/ twitter.com/jamesconole www.youtube.com/c/rootfinancialpartners rootfinancialpartners.com/ www.facebook.com/rootfinancialpartners/ www.linkedin.com/company/root-financial-partners/

Chief Compliance Officer

DANIEL DEGHERI
DIRECTOR OF OPERATIONS
125 SOUTH HWY 101
SUITE 101
SOLANA BEACH
CA
United States
Tel: (760) 452-0720
(Full email address available in API data)

Regulatory Contact

JAMES CONOLE
FOUNDER
125 SOUTH HWY 101
SUITE 101
SOLANA BEACH
CA
United States
Tel: (760) 452-0720
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
CONOLE, JAMES, MATTHEW Individual – FOUNDER 10/2017 > 75%
Degheri, Daniel, Vance Individual – CHIEF COMPLIANCE OFFICER 03/2024 < 5%

No. Employees, Historic

2010020222023202420253 on 5/24/20223 on 7/12/20223 on 9/27/20226 on 2/24/20236 on 4/20/20236 on 8/21/20236 on 8/22/20236 on 9/21/20236 on 11/15/202315 on 3/18/2024

RAUM, Historic

400M200M02022202320242025132612496 on 5/24/2022132612496 on 7/12/2022132612496 on 9/27/2022187541591 on 2/24/2023187541591 on 4/20/2023187541591 on 8/21/2023187541591 on 8/22/2023187541591 on 9/21/2023187541591 on 11/15/2023399221544 on 3/18/2024

No. Clients, Historic

40020002022202320242025261 on 5/24/2022261 on 7/12/2022261 on 9/27/2022242 on 2/24/2023242 on 4/20/2023242 on 8/21/2023242 on 8/22/2023242 on 9/21/2023242 on 11/15/2023357 on 3/18/2024

Holdings

From latest 13F, filed August 2nd, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
23ANDME HOLDING CO CLASS A COM 5K 13K –
ABBVIE INC COM 218K 1K –
ADVANCED MICRO DEVICES INC COM 441K 3K –
ALPHABET INC CAP STK CL A 997K 5K –
ALPHABET INC CAP STK CL C 686K 4K –
AMAZON COM INC COM 2M 9K –
APPLE INC COM 11M 54K –
BLACKROCK INC COM 275K 350 –
BLOCK INC NOTE 0.250%11/0 8K 10K –
BROADCOM INC COM 585K 364 –
CATERPILLAR INC COM 1M 4K –
CHEVRON CORP NEW COM 646K 4K –
COCA COLA CO COM 232K 4K –
COSTCO WHSL CORP NEW COM 689K 810 –
DELL TECHNOLOGIES INC CL C 284K 2K –
DIMENSIONAL ETF TRUST CALIF MUN BD ETF 677K 14K –
DIMENSIONAL ETF TRUST CORE FIXED INCOM 28M 676K –
DIMENSIONAL ETF TRUST EMERGING MKTS CO 817K 31K –
DIMENSIONAL ETF TRUST EMERGING MKTS VA 4M 145K –
DIMENSIONAL ETF TRUST EMGR CRE EQT MNG 29M 1M –
DIMENSIONAL ETF TRUST INFLATION PROTE 2M 59K –
DIMENSIONAL ETF TRUST INTERNATNAL VAL 12M 334K –
DIMENSIONAL ETF TRUST INTL CORE EQT MK 54M 2M –
DIMENSIONAL ETF TRUST INTL CORE EQUITY 2M 58K –
DIMENSIONAL ETF TRUST INTL SMALL CAP E 7M 265K –
DIMENSIONAL ETF TRUST SHORT DURATION F 18M 378K –
DIMENSIONAL ETF TRUST ULTRASHORT FIXED 7M 144K –
DIMENSIONAL ETF TRUST US CORE EQT MKT 898K 24K –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 24M 746K –
DIMENSIONAL ETF TRUST US EQUITY ETF 78M 1M –
DIMENSIONAL ETF TRUST US HIGH PROFITAB 492K 15K –
DIMENSIONAL ETF TRUST US MKTWIDE VALUE 32M 808K –
DIMENSIONAL ETF TRUST US REAL ESTATE E 12M 548K –
DIMENSIONAL ETF TRUST US SMALL CAP ETF 1M 17K –
DIMENSIONAL ETF TRUST US SMALL CAP VAL 23M 796K –
DIMENSIONAL ETF TRUST US TARGETED VLU 1M 19K –
DIMENSIONAL ETF TRUST WORLD EQUITY ETF 416K 7K –
ELI LILLY & CO COM 418K 462 –
EXXON MOBIL CORP COM 483K 4K –
FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 2M 30K –
FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 2M 45K –
FIRST TR EXCHNG TRADED FD VI TCW SECURITIZED 297K 14K –
FIRST TR EXCHNG TRADED FD VI TCW UNCONSTRAI 702K 29K –
FIRST TR SML CP CORE ALPHA F COM SHS 847K 9K –
FIRST TR VALUE LINE DIVID IN SHS 648K 16K –
FORD MTR CO DEL COM 201K 16K –
HOME DEPOT INC COM 216K 628 –
INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF 3M 13K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 2M 9K –
INVESCO QQQ TR UNIT SER 1 3M 7K –
ISHARES INC MSCI EMRG CHN 574K 10K –
ISHARES TR 0-3 MNTH TREASRY 2M 23K –
ISHARES TR CORE MSCI EAFE 390K 5K –
ISHARES TR CORE S&P MCP ETF 234K 4K –
ISHARES TR CORE S&P500 ETF 491K 898 –
ISHARES TR CORE US AGGBD ET 321K 3K –
ISHARES TR ESG AW MSCI EAFE 296K 4K –
ISHARES TR ESG AWR MSCI USA 506K 4K –
ISHARES TR IBOXX INV CP ETF 220K 2K –
ISHARES TR NATIONAL MUN ETF 245K 2K –
ISHARES TR RUS 1000 VAL ETF 359K 2K –
ISHARES TR SHORT TREAS BD 782K 7K –
ISHARES TR U.S. TECH ETF 594K 4K –
J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM 437K 8K –
JOHNSON & JOHNSON COM 202K 1K –
JPMORGAN CHASE & CO. COM 254K 1K –
KLA CORP COM NEW 543K 658 –
KORN FERRY COM NEW 341K 5K –
LPL FINL HLDGS INC COM 616K 2K –
MASTERCARD INCORPORATED CL A 274K 622 –
MERCK & CO INC COM 907K 7K –
META PLATFORMS INC CL A 2M 3K –
MICROSOFT CORP COM 3M 7K –
MONSTER BEVERAGE CORP NEW COM 392K 8K –
NETFLIX INC COM 686K 1K –
NVIDIA CORPORATION COM 3M 21K –
ORACLE CORP COM 403K 3K –
RTX CORPORATION COM 397K 4K –
SALESFORCE INC COM 459K 2K –
SCHWAB STRATEGIC TR INTL EQTY ETF 288K 7K –
SCHWAB STRATEGIC TR US AGGREGATE B 278K 6K –
SCHWAB STRATEGIC TR US BRD MKT ETF 875K 14K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 216K 3K –
SCHWAB STRATEGIC TR US LRG CAP ETF 438K 7K –
SCHWAB STRATEGIC TR US REIT ETF 908K 45K –
SPDR DOW JONES INDL AVERAGE UT SER 1 288K 736 –
SPDR S&P 500 ETF TR TR UNIT 577K 1K –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 221K 413 –
SPDR SER TR AEROSPACE DEF 215K 2K –
SPDR SER TR PORTFLI INTRMDIT 452K 16K –
SPDR SER TR PORTFOLI S&P1500 293K 4K –
SPDR SER TR PORTFOLIO S&P500 333K 5K –
SPOTIFY TECHNOLOGY S A SHS 349K 1K –
TESLA INC COM 737K 4K –
UNITEDHEALTH GROUP INC COM 638K 1K –
VANECK ETF TRUST MRNGSTR WDE MOAT 836K 10K –
VANGUARD BD INDEX FDS SHORT TRM BOND 404K 5K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 2M 29K –
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 512K 11K –
VANGUARD INDEX FDS GROWTH ETF 610K 2K –
VANGUARD INDEX FDS REAL ESTATE ETF 677K 8K –
VANGUARD INDEX FDS S&P 500 ETF SHS 3M 7K –
VANGUARD INDEX FDS SMALL CP ETF 911K 4K –
VANGUARD INDEX FDS TOTAL STK MKT 11M 41K –
VANGUARD INDEX FDS VALUE ETF 1M 7K –
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 589K 10K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 918K 21K –
VANGUARD MALVERN FDS STRM INFPROIDX 475K 10K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 227K 1K –
VANGUARD STAR FDS VG TL INTL STK F 3M 58K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 1M 21K –
VANGUARD WELLINGTON FD US QUALITY 276K 2K –
VISA INC COM CL A 359K 1K –