STEWARD ADVISORS GROUP, LLC
Adviser information for STEWARD ADVISORS GROUP, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 121 | $35.5M |
| Non-Discretionary | 0 | $0 |
| Total | 121 | $35.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 31 | $9.1M |
| HNW Individuals | 9 | $17.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $8.9M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 2 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agent |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 35.5M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| STEWARD ADVISORS GROUP, LLC WRAP PROGRAM | STEWARD ADVISORS GROUP, LLC |
Identifiers
| SEC RIA File Number | 801-125950 |
|---|---|
| SEC ERA File Number | 801-125950 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 321846 |
| Legal Entity Identifier | None |
Principal Office
139 MEYER ROADSUITE 201
HALFMOON
NY
United States
Monday - Friday, 8:30 AM - 5:00 PM
Tel: (888) 225-3350, Fax: None
Chief Compliance Officer
JANSEN W. HEIN
CHIEF OPERATING OFFICER
2309 N KIMBALL AVENUE
APT 2
CHICAGO
IL
United States
Tel:
(518) 558-4626
J*****@***********************M
(Full email address available in API data)
Regulatory Contact
DONALD E. SIMMONS
CHIEF EXECUTIVE OFFICER AND INVESTMENT ADVISOR REPRESENTATIVE
139 MEYER ROAD
SUITE 201
HALFMOON
NY
United States
Tel:
(888) 225-3350
D**@***********************M
(Full email address available in API data)
Industry Affiliates
| JANSEN W. HEIN | Accountant or accounting firm |
| SIMMONS CAPITAL GROUP | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SIMMONS, DONALD, EDWARD | Individual | – | CHIEF EXECUTIVE OFFICER AND INVESTMENT ADVISOR REPRESENTATIVE | 04/2022 | > 75% |
| DALLAS, ROBERTA, S. | Individual | – | SHAREHOLDER | 04/2022 | < 5% |
| HEIN, JANSEN, WILLIAM | Individual | – | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | 12/2022 | 5-10% |