CHARLESTON INVESTMENT ADVISORS, LLC
Adviser information for CHARLESTON INVESTMENT ADVISORS, LLC last updated from Form ADV on February 2nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | South Carolina, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 271 | $140.5M |
| Total | 271 | $140.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 62 | $23.8M |
| HNW Individuals | 40 | $94.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $3.8M |
| Charitable organizations | <5 | $2.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $16.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 3 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-125951 |
|---|---|
| SEC ERA File Number | 801-125951 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 301281 |
| Legal Entity Identifier | None |
Principal Office
1311 CHUCK DAWLEY BLVDSUITE 101
MT. PLEASANT
SC
United States
Monday - Friday, 9AM TO 5PM ET
Tel: (843) 763-4499, Fax: None
Chief Compliance Officer
STEPHANIE MACKARA
PRESIDENT
1311 CHUCK DAWLEY BLVD
SUITE 101
MT. PLEASANT
SC
United States
Tel:
(843) 763-4499
S*******@***************M
(Full email address available in API data)
Regulatory Contact
CHRIS STANLEY
FOUNDING PRINCIPAL, BEACH STREET LEGAL
PO BOX 31681
DES PERES
MO
United States
Tel:
(314) 441-6191
T***@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MACKARA, STEPHANIE, F | Individual | – | PRESIDENT, CHIEF COMPLIANCE OFFICER, MEMBER | 01/2017 | > 75% |
| SMITH, ERICA, RENEE | Individual | – | VICE PRESIDENT, FINANCIAL PLANNER | 03/2019 | < 5% |