ALLISON INVESTMENT MANAGEMENT, LLC

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	South Carolina, United States

Employees

Total Number of Employees	2
Investment Advisory/Research	2
Registered Broker-Dealer Representatives	2
Registered State Investment Advisers	2
Licensed Agents of an Insurance Company	1
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	217	$111.9M
Non-Discretionary	34	$9.6M
Total	251	$121.5M

Clients

Type	Number	RAUM
Individuals	28	$5.5M
HNW Individuals	65	$111.5M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	<5	$1.8M
Charitable organizations	<5	$606,834
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	<5	$2.1M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	0

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businesses
Compensation	% of AUMFixed fees
Other Business Activities	Registered representative of a broker-dealerInsurance broker or agent

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	0
Portfolio Manager	70.0M
Both for Same	0

Portfolio Manager to Program	Sponsor
TRIAD ADVISORS WRAP FEE PROGRAM	TRIAD ADVISORS, LLC

Identifiers

SEC RIA File Number	801-125959
SEC ERA File Number	801-125959
SEC CIK Numbers	None
SEC CRD Numbers	124645
Legal Entity Identifier	None

Principal Office

1201 LINCOLN STREET
SUITE 301
COLUMBIA
SC
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic