EAST END WEALTH MANAGEMENT
PRESCIENT WEALTH MANAGEMENT, INC. Legal Name
Adviser information for EAST END WEALTH MANAGEMENT last updated from Form ADV on October 7th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | JUNE |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 69 | $23.8M |
| Non-Discretionary | 0 | $0 |
| Total | 69 | $23.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 62 | $18.4M |
| HNW Individuals | 5 | $4.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $439,689 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $551,228 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-125971 |
|---|---|
| SEC ERA File Number | 801-125971 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 160261 |
| Legal Entity Identifier | None |
Principal Office
4 HOMEWOOD DRIVEHAMPTON BAYS
NY
United States
Monday - Friday, 6:00 A.M.-3:00 P.M.
Tel: 631-594-1069, Fax: 631-728-8050
Chief Compliance Officer
STEVEN KACZMAREK
PRESIDENT
4 HOMEWOOD DRIVE
HAMPTON BAYS
NY
United States
Tel:
631-594-1069
S*********@**************************M
(Full email address available in API data)
Industry Affiliates
| EAST END GROUP INC. | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KACZMAREK, STEVEN, JOSEPH | Individual | – | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 01/2012 | > 75% |