ADDITION WEALTH
RETIRE SOUND INC. Legal Name
Adviser information for ADDITION WEALTH last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 17 |
|---|---|
| Investment Advisory/Research | 12 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 5000 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | Fixed fees |
Identifiers
| SEC RIA File Number | 801-125972 |
|---|---|
| SEC ERA File Number | 801-125972 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 318018 |
| Legal Entity Identifier | None |
Principal Office
43 W 23RD STNEW YORK
NY
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 917-426-6711, Fax: None
Chief Compliance Officer
ANA C. MAHONY
CHIEF EXECUTIVE OFFICER
43 W 23RD ST.
NEW YORK
NY
United States
Tel:
917-514-2432
A**@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MAHONY, ANA, CLARA | Individual | – | CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER | 09/2020 | > 75% |