KROON & MITCHELL ASSET MANAGEMENT LLC
Adviser information for KROON & MITCHELL ASSET MANAGEMENT LLC last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Michigan, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 599 | $164.1M |
| Non-Discretionary | 45 | $1.2M |
| Total | 644 | $165.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 141 | $74.6M |
| HNW Individuals | 29 | $90.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-125974 |
|---|---|
| SEC ERA File Number | 801-125974 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 168120 |
| Legal Entity Identifier | None |
Principal Office
29 PEARL STREET NWSTE 400
GRAND RAPIDS
MI
United States
Monday - Friday, 9 AM TO 5 PM
Tel: 616-356-2002, Fax: 616-356-2051
Chief Compliance Officer
PHILLIP MITCHELL
PRESIDENT, CEO OF BUSINESS
29 PEARL STREET NW
STE 400
GRAND RAPIDS
MI
United States
Tel:
616-356-2002
Fax:
616-356-2051
P********@*******S
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MITCHELL, PHILLIP | Individual | – | PRESIDENT, CHIEF COMPLIANCE OFFICER, CEO OF BUSINESS | 07/2012 | > 75% |