MADISON GLOBAL ADVISORS LLC
Adviser information for MADISON GLOBAL ADVISORS LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 5 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $12.0M |
| Non-Discretionary | 157 | $43.4M |
| Total | 163 | $55.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 124 | $15.0M |
| HNW Individuals | 39 | $35.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $5.4M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMINTEREST SHARING ON CREDIT BALANCES |
| Other Business Activities | Broker-dealerRegistered representative of a broker-dealerInsurance broker or agent |
Identifiers
| SEC RIA File Number | 801-125976 |
|---|---|
| SEC ERA File Number | 801-125976 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 288894 |
| Legal Entity Identifier | None |
Principal Office
350 MOTOR PARKWAYSUITE 205
HAUPPAUGE
NY
United States
Monday - Friday, 9 AM- 5 PM
Tel: 631-240-4155, Fax: 631-521-7343
Chief Compliance Officer
ANTON GERDES JR
CEO
350 VANDERBILT MOTOR PARKWAY
350 VANDERBILT MOTOR PARKWAY, SUITE 205
HAUPPAUGE
NY
United States
Tel:
631-240-4155
Fax:
631-521-7343
A****@************************M
(Full email address available in API data)
Regulatory Contact
CHRISTOPHER VOCCOLA
OFFICE MANAGER
350 MOTOR PARKWAY
SUITE 205
HAUPPAUGE
NY
United States
Tel:
631-694-9579
C*****************@************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MADISON III LLC | Domestic Entity | – | DIRECT OWNER | 05/2017 | > 75% |
| KAPLAN, DAVID, STANLEY | Individual | MADISON III LLC | INDIRECT OWNER | 08/2016 | 25-50% |
| Aminov, Tariel | Individual | MADISON III LLC | INDIRECT OWNER | 08/2016 | 25-50% |
| Eshel, Arik | Individual | MADISON III LLC | INDIRECT OWNER | 08/2016 | 25-50% |
| KAPLAN, DAVID, STANLEY | Individual | – | CEO | 05/2017 | < 5% |
| GERDES, ANTON, JOSEPH | Individual | – | PRESIDENT/CCO | 05/2017 | < 5% |