FOUR QUADRANT WEALTH ADVISORS, INC.
Adviser information for FOUR QUADRANT WEALTH ADVISORS, INC. last updated from Form ADV on February 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Indiana, United States |
Employees
| Total Number of Employees | 25 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 453 | $134.9M |
| Non-Discretionary | 0 | $0 |
| Total | 453 | $134.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 64 | $70.4M |
| HNW Individuals | 34 | $64.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesBUSINESS CONSULTING |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-126014 |
|---|---|
| SEC ERA File Number | 801-126014 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 130753 |
| Legal Entity Identifier | None |
Principal Office
11939 N MERIDIAN STSTE 225
CARMEL
IN
United States
Monday - Friday, 8:00 A.M. TO 5:00 P.M.
Tel: 877-441-5144, Fax: 877-720-6212
Chief Compliance Officer
JASON RYAN SMITH
PRESIDENT
11939 N MERIDIAN ST
STE 225
CARMEL
IN
United States
Tel:
877-441-5144
Fax:
877-720-6212
J*****@************M
(Full email address available in API data)
Regulatory Contact
BROGAN BAXTER
CHIEF OPERATING OFFICER & SENIOR ANALYST
11939 N MERIDIAN ST
STE 225
CARMEL
IN
United States
Tel:
877-441-5144
Fax:
877-720-6212
B******@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SMITH, JASON, RYAN | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 03/2004 | > 75% |
| BAXTER, BROGAN, D | Individual | – | CHIEF OPERATING OFFICER | 08/2014 | 5-10% |