FOCUS FUND ADVISORS LLC
Adviser information for FOCUS FUND ADVISORS LLC last updated from Form ADV on March 21st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Utah, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 0 | $0 |
| Total | 0 | $0 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-126016 |
|---|---|
| SEC ERA File Number | 801-126016 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 319551 |
| Legal Entity Identifier | None |
Principal Office
630 MAIN STREETFARMINGTON
UT
United States
Monday - Friday, 8:30AM-5:00PM
Tel: 801-447-4208, Fax: None
Websites
Chief Compliance Officer
ANDREW CHICA
PO BOX 847
MORRISVILLE
NC
United States
Tel:
919-646-4005
A********@********************M
(Full email address available in API data)
Regulatory Contact
ROBERT AAMODT
MEMBER
630 N. MAIN STREET
FARMINGTON
UT
United States
Tel:
801-447-4208
B**@********************T
(Full email address available in API data)
Industry Affiliates
| MACK PARTNERS LTD | Sponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| ROCK HOUSE FINANCIAL | Other investment adviser, including financial planners |
| WATKINS FINANCIAL SERVICES, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| WMW MANAGEMENT, INC. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WATKINS, CHRISTOPHER, MACK | Individual | – | MEMBER | 12/2021 | 50-75% |
| Aamodt, Robert, Paul | Individual | – | MEMBER | 12/2021 | 50-75% |
| CHICA, ANDREW, PAUL | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2022 | < 5% |