FIN CAPITAL

FIN VENTURE CAPITAL MANAGEMENT LLC Legal Name

Adviser information for FIN CAPITAL last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Delaware, United States

Employees

Total Number of Employees	23
Investment Advisory/Research	14
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	3

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	29	$812.1M
Non-Discretionary	0	$0
Total	29	$812.1M

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	0	$0
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	29	$812.1M
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0

Services

Advisory Services	Portfolio management for pooled investment vehicles
Compensation	% of AUMCARRIED INTEREST

Identifiers

SEC RIA File Number	801-126027
SEC ERA File Number	801-126027
SEC CIK Numbers	None
SEC CRD Numbers	298492
Legal Entity Identifier	984500A9DC62E2E4EC91

Principal Office

ONE SANSOME STREET, SUITE 3950
SAN FRANCISCO
CA
United States

Monday - Friday, 9:00 AM - 5:30 PM

Tel: 415-300-0702, Fax: None

Websites

fin.capital/ twitter.com/finventurecap www.linkedin.com/company/finvc/

Chief Compliance Officer

NICK CIRELLA

GENERAL COUNSEL

ONE SANSOME STREET, SUITE 3950

SAN FRANCISCO

CA

United States

Tel: (415) 300-0702

N****@**********L

(Full email address available in API data)

Regulatory Contact

LOGAN ALLIN

MANAGING MEMBER

ONE SANSOME STREET, SUITE 3950

SAN FRANCISCO

CA

United States

Tel: (415) 300-0702

L****@**********L

(Full email address available in API data)

Industry Affiliates

FIN CAPITAL G, LLC	Sponsor, GP, manager of pooled investment vehicles
FIN REGATTA II, LLC	Sponsor, GP, manager of pooled investment vehicles
FIN VC - 10E9 TS GP, LLC	Sponsor, GP, manager of pooled investment vehicles
FIN VC DP GP, LLC	Sponsor, GP, manager of pooled investment vehicles
FIN VC FLAGSHIP II GP, LLC	Sponsor, GP, manager of pooled investment vehicles
FIN VC HORIZONS GP II, LLC	Sponsor, GP, manager of pooled investment vehicles
FIN VC M SPV GP, LLC	Sponsor, GP, manager of pooled investment vehicles
FIN VC ONFIDO SPV GP, LLC	Sponsor, GP, manager of pooled investment vehicles
FIN VC REGATTA I, LLC	Sponsor, GP, manager of pooled investment vehicles
FIN VC U I GP, LLC	Sponsor, GP, manager of pooled investment vehicles
FIN VENTURE CAPITAL LLC	Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name	Type	Assets $USD	Min Investment $USD	No. Owners
FIN CAPITAL G, LP	Private Equity Fund	$10.2M	$0.0M	7
FIN REGATTA II, LP	Venture Capital Fund	$69.7M	$0.3M	21
FIN VC - 10E9 TS, LP	Private Equity Fund	$10.0M	$5.0M	2
FIN VC DP, LP	Private Equity Fund	$19.8M	$0.3M	2
FIN VC FLAGSHIP II, LP	Venture Capital Fund	$175.0M	$3.0M	63
FIN VC HORIZONS II, LP	Private Equity Fund	$364.5M	$3.0M	69
FIN VC HORIZONS II, LP - SERIES I	Venture Capital Fund	$21.0M	$3.0M	69
FIN VC HORIZONS II, LP - SERIES II	Venture Capital Fund	$25.3M	$3.0M	71
FIN VC HORIZONS II, LP - SERIES III	Venture Capital Fund	$35.7M	$3.0M	71
FIN VC HORIZONS II, LP - SERIES IV	Venture Capital Fund	$11.0M	$3.0M	69
FIN VC HORIZONS II, LP - SERIES IX	Venture Capital Fund	$50.0M	$3.0M	70
FIN VC HORIZONS II, LP - SERIES PCS	Venture Capital Fund	$21.0M	$3.0M	9
FIN VC HORIZONS II, LP - SERIES PCS 2	Venture Capital Fund	$13.4M	$3.0M	23
FIN VC HORIZONS II, LP - SERIES V	Venture Capital Fund	$6.5M	$3.0M	69
FIN VC HORIZONS II, LP - SERIES VI	Venture Capital Fund	$9.5M	$3.0M	69
FIN VC HORIZONS II, LP - SERIES VII	Venture Capital Fund	$17.0M	$3.0M	69
FIN VC HORIZONS II, LP - SERIES VIII	Venture Capital Fund	$15.0M	$3.0M	69
FIN VC HORIZONS II, LP - SERIES X	Venture Capital Fund	$23.4M	$3.0M	69
FIN VC HORIZONS II, LP - SERIES XI	Venture Capital Fund	$25.0M	$3.0M	69
FIN VC HORIZONS II, LP - SERIES XII	Venture Capital Fund	$19.1M	$0.3M	71
FIN VC HORIZONS II, LP - SERIES XIII	Venture Capital Fund	$16.4M	$3.0M	71
FIN VC HORIZONS II, LP - SERIES XIV	Venture Capital Fund	$6.0M	$3.0M	70
FIN VC M SPV, LP	Private Equity Fund	$24.0M	$0.5M	19
FIN VC ONFIDO SPV, LP	Private Equity Fund	$18.9M	$5.0M	6
FIN VC ONFIDO SVP, LP - SERIES D	Venture Capital Fund	$12.0M	$0.0M	10
FIN VC REGATTA I, LP	Venture Capital Fund	$30.0M	$0.3M	68
FIN VC U I, LP	Private Equity Fund	$27.8M	$0.5M	3
FIN VENTURE CAPITAL I, LP	Venture Capital Fund	$146.3M	$0.5M	39
FIN-SM-SMA, LP	Venture Capital Fund	$1.5M	$1.0M	1

Control Persons

Name	Type	Entity	Title	Since	Ownership
ALLIN, LOGAN, WILLIAM	Individual	–	MANAGING MEMBER OF FIN VENTURE CAPITAL MANAGEMENT LLC	02/2018	> 75%
CIRELLA, VINCENT, NICHOLAS	Individual	–	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	09/2023	< 5%
LUO, LAN	Individual	–	CHIEF FINANCIAL OFFICER	02/2024	< 5%

No. Employees, Historic

RAUM, Historic

No. Clients, Historic