OPULEN FINANCIAL GROUP, LLC
Adviser information for OPULEN FINANCIAL GROUP, LLC last updated from Form ADV on February 23rd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Virginia, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 459 | $111.2M |
| Non-Discretionary | 55 | $3.3M |
| Total | 514 | $114.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 35 | $68.8M |
| HNW Individuals | 124 | $45.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 1 | $13,000 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 3 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agent |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 86.0M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| OPULEN FINANCIAL GROUP, LLC WRAP FEE PROGRAM | OPULEN FINANCIAL GROUP, LLC |
Identifiers
| SEC RIA File Number | 801-126034 |
|---|---|
| SEC ERA File Number | 801-126034 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 173963 |
| Legal Entity Identifier | None |
Principal Office
3033 WILSON BLVDSUITE 700
ARLINGTON
VA
United States
BY APPOINTMENT, BY APPOINTMENT
Tel: 571-299-2053, Fax: 703-831-8898
Chief Compliance Officer
TOMASZ CYMER
MANAGING MEMBER
3033 WILSON BLVD
SUITE 700
ARLINGTON
VA
United States
Tel:
571-299-2053
Fax:
703-831-8898
T*****@***********M
(Full email address available in API data)
Industry Affiliates
| TOMASZ CYMER SOLE PROPRIETOR | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CYMER, TOMASZ, JOHN | Individual | – | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | 06/2009 | > 75% |