WOLOSHIN INVESTMENT MANAGEMENT, LLC

Adviser information for WOLOSHIN INVESTMENT MANAGEMENT, LLC last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	New Jersey, United States

Employees

Total Number of Employees	3
Investment Advisory/Research	3
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	3
Licensed Agents of an Insurance Company	3
No. of Firms/People that Solicit Clients	2

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	815	$130.0M
Non-Discretionary	0	$0
Total	815	$130.0M

Clients

Type	Number	RAUM
Individuals	355	$120.9M
HNW Individuals	<5	$9.1M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	3
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	0

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Educational seminars/workshopsINVESTMENT CONSULTING
Compensation	% of AUMFixed fees
Other Business Activities	Insurance broker or agent

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	0
Portfolio Manager	0
Both for Same	109.4M

Portfolio Manager to Program	Sponsor
WIM MANAGED ACCOUNTS	WOLOSHIN INVESTMENT MANAGEMENT, LLC

Identifiers

SEC RIA File Number	801-126037
SEC ERA File Number	801-126037
SEC CIK Numbers	None
SEC CRD Numbers	132346
Legal Entity Identifier	None

Principal Office

40 NORTH MAIN STREET
MEDFORD
NJ
United States

Monday - Friday, 9:00A.M. - 5:00P.M.

Tel: 609-654-9700, Fax: 609-654-2777

Websites

twitter.com/mwoloshininvest?lang=en www.woloshinllc.com www.michaelwoloshin.com/ www.facebook.com/woloshininvestmentmanagement/ www.linkedin.com/in/michael-woloshin-aba5891a/ www.facebook.com/woloshininvestmentmanagement/ www.facebook.com/michael.woloshin.9 www.linkedin.com/in/suzyegan/ www.linkedin.com/company/3971001/ www.linkedin.com/in/katie-woloshin-8b1a6716/

Chief Compliance Officer

SUSAN EGAN

PORTFOLIO MANAGER

40 NORTH MAIN STREET

MEDFORD

United States

Tel: 609-654-9700

S***@**************M

(Full email address available in API data)

Regulatory Contact

MICHAEL WOLOSHIN

MANAGING MEMBER